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Description Date Docket #

Credit Suisse Sec. (USA) LLC v. Billing

United States Supreme Court
Antitrust & Trade Regulation, Banking Law, Civil Procedure, Securities Law
In a suit brought by a group of investors alleging that petitioners-investment banks, acting as underwriting firms, violated antitrust laws when they...
06/18/2007 05-1157

Rosenberg v. Metlife, Inc.

United States Second Circuit
Injury & Tort Law, Labor & Employment Law, Securities Law
Summary judgment for defendants on plaintiff-s libel claim is affirmed over claim that the district court erred in holding that under New York law,...
06/14/2007 05-4363

Downer v. Siegel

United States Fifth Circuit
Contracts, Dispute Resolution & Arbitration, Injury & Tort Law, Securities Law
In arbitration proceedings in which clients alleged fraud in the inducement of certain investments and account agreements and violations of securities...
06/14/2007 06-30159

Disraeli v. Rotunda

United States Fifth Circuit
Civil Procedure, Government Law, Securities Law
In a 42 U.S.C. section 1983 action arising from defendants' investigation of, and actions taken in relation to, possible violations by plaintiff of...
06/14/2007 05-51418

Canel v. Topinka

Supreme Court of Illinois
Asset Forfeiture, Government Law, Securities Law
In a claim for dividends from stock which was presumed abandoned under the Uniform Disposition of Unclaimed Property Act, dismissal of the claim is...
06/12/2007 96755

Roth v. Jennings

United States Second Circuit
Corporation & Enterprise Law, Securities Law
Dismissal of derivative action brought under section 16(b) of the Securities Exchange Act of 1934 for disgorgement of short-swing profits from stock...
06/06/2007 06-0784

Harzewski v. Guidant Corp.

United States Seventh Circuit
Civil Procedure, Class Actions, ERISA, Labor & Employment Law, Securities Law
In an ERISA suit by participants and beneficiaries in an employee pension plan alleging that the plan's fiduciaries acted imprudently in failing to...
06/05/2007 06-3752

Saberi v. Commodity Futures Trading Comm'n

United States Ninth Circuit
Administrative Law, Constitutional Law, Sanctions, Securities Law
In a matter arising from circumstances where petitioner was found to have intentionally violated a speculative position limit rule of the Chicago...
06/04/2007 05-71590

Taylor v. Westly

United States Ninth Circuit
Civil Procedure, Government Law, Property Law & Real Estate, Remedies, Securities Law
In an action brought by plaintiffs, whose securities were lost to escheat, seeking to enjoin the escheating of property without written notice...
05/31/2007 05-16763

Overstock.com, Inc. v. Gradient Analytics, Inc.

California Court of Appeal
Civil Rights, Constitutional Law, Cyberspace Law, Injury & Tort Law, Securities Law
In suit alleging that hedge fund principals and a publisher of subscriber-based analytic reports on public companies stepped over the line into...
05/30/2007 A113397

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