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Description Date Docket #

Kerasotes v. Kerasotes

United States Seventh Circuit
Bankruptcy Law, Civil Procedure, Securities Law
In a dispute over the sale of shares in a closely held corporation back to the corporation, summary judgment for defendant-corporation is affirmed...
09/14/2007 06-2313

Bolt v. Merrimack Pharm., Inc.

United States Ninth Circuit
Corporation & Enterprise Law, Securities Law
In a suit by a shareholder to redeem his stock, summary judgment for plaintiff is affirmed where: 1) defendant had an obligation to redeem plaintiff's...
09/11/2007 05-16282

New York Mercantile Exch., Inc. v. IntercontinentalExchange, Inc.

United States Second Circuit
Civil Procedure, Copyright, Intellectual Property, Securities Law
In a suit to determine whether plaintiff-exchange can enforce a copyright in the settlement prices it produces to value customers' open positions on...
09/07/2007 05-5585

In re Merrill Lynch Trust Co. FSB

Supreme Court of Texas
Civil Procedure, Dispute Resolution & Arbitration, Injury & Tort Law, Securities Law
In an action brought against Merrill Lynch and others alleging breach of fiduciary duty, fraud, and other claims related to financial services...
08/31/2007 03-1059

Sec. & Exch. Comm'n v. Phan

United States Ninth Circuit
Corp. Governance, Corporation & Enterprise Law, Securities Law
In an SEC action alleging defendant used stock registered only for employee compensation purposes to raise capital from the public for the...
08/29/2007 05-55269

In re: Exxon Mobil Corp. Sec. Litig.

United States Third Circuit
Civil Procedure, Corp. Governance, Corporation & Enterprise Law, M&A, Oil and Gas Law, Securities Law
In an action raising securities claims brought by former shareholders of Mobil arising from an alleged misrepresentation by Exxon made in the course...
08/27/2007 05-4571

People v. Edward D. Jones & Co.

California Court of Appeal
Civil Procedure, Securities Law
In suit against brokerage firm for failing to adequately disclose to investors and potential investors certain "shelf-space" agreements under which...
08/24/2007 C053407

In re H&R Block Fin. Advisors, Inc.

Supreme Court of Texas
Contracts, Dispute Resolution & Arbitration, Injury & Tort Law, Securities Law
In a suit brought by two investors against their investment advisor and his firm after losing a substantial investment in the Enron debacle,...
08/24/2007 04-0061

Cent. Laborers' Pension Fund v. Integrated Elec. Servs. Inc.

United States Fifth Circuit
Civil Procedure, Class Actions, Corp. Governance, Corporation & Enterprise Law, Securities Law
In a securities fraud action brought against defendant and several of its executive officers, dismissal with prejudice of plaintiffs' complaint is...
08/22/2007 06-20135

Pisnoy v. Ahmed

United States First Circuit
Corporation & Enterprise Law, Securities Law
In a shareholder derivative lawsuit alleging breach of fiduciary duties by officers and directors of a technology company related to mistakes in the...
08/16/2007 06-1937

Results 891 to 900 of 1736

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