all - Opinion Summaries

SEC v. Koenig

Corp. Governance, Corporation & Enterprise Law, Labor & Employment Law, Securities Law
In an action involving fraud and false accounting, district court's imposition of civil penalties and order to disgorge bonsues is affirmed where: 1)...

US v. Nacchio

Criminal Law & Procedure, Evidence, Securities Law
In an insider trading prosecution, Defendant's conviction is affirmed, where the District Court properly excluded proffered expert testimony because...

Kurz v. Fidelity Mgmt. and Research Co.

Securities Law
In a breach of contract action involving securities, district court's denial of motion to remand and judgment in favor of defendant is affirmed where:...

ProGrowth Bank, Inc. v. Wells Fargo Bank, N.A.

Banking Law, Securities Law
In a declaratory judgement action seeking to determine the priority of perfected security interests, district court's grant of plaintiff's motion for...

In re Williams Sec. Litig.

Evidence, Securities Law
In a securities fraud action, the District Court's grant of summary judgment to Defendants is affirmed where Plaintiff's expert testimony to prove...

Brunig v. Clark

Attorney's Fees, Ethics & Disciplinary Code, Sanctions, Securities Law
In an action by an attorney bringing federal securities fraud, RICO, and state law claims against a former client to recover fees, dismissal of the...

Trust for the Certificate Holders of the Merrill Lynch Mortgage Investors v. Love Funding Corp.

Attorney's Fees, Securities Law
In a case arising out of the sale of commercial mortgage-backed securities in an approximate amount of $100 billion, the court certified the following...

Trust for the Certificate Holders of the Merrill Lynch Mortgage Investors v. Love Funding Corp.

Attorney's Fees, Securities Law
In a case arising out of the sale of commercial mortgage-backed securities in an approximate amount of $100 billion, the court certified the following...

Hecker v. Deere & Co.

Class Actions, Corp. Governance, Government Law, Securities Law
In a securities claim in which plaintiffs brought suit on their own behalf and for a class of plan participants alleging defendant violated its...

Madden v. Cowen & Co.

Civil Procedure, Corporation & Enterprise Law, Securities Law
In a suit against an investment bank alleging that the bank misled plaintiffs regarding the sale of their closely held corporation to a publicly...