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Description Date Docket #

Gallus v. Ameriprise Fin., Inc.

United States Eighth Circuit
Securities Law
In an action involving the fiduciary duty of advisers of mutual funds, district court's grant of summary judgment is reversed and remanded where: 1)...
04/08/2009 07-2945

Bains v. Moores

California Court of Appeal
Civil Procedure, Contracts, Corporation & Enterprise Law, Injury & Tort Law, Securities Law
In a fraud action involving shares of stock, trial court's grant of defendant's motion for summary judgment is affirmed where: 1) the trial court did...
03/20/2009 D052533

Beck v. Dobrowski

United States Seventh Circuit
Corp. Governance, Corporation & Enterprise Law, Securities Law
In an action involving a shareholder's proxy vote, district court's judgment is affirmed where: 1) plaintiff's claim under Securities Exchange Act...
03/20/2009 07-3967

Capital Ventures Int'l v. Republic of Argentina

United States Second Circuit
International Law, Securities Law
In an action involving bonds issued by Argentina, district court's dismissal of plaintiff's claims for lack of subject matter jurisdiction is affirmed...
03/19/2009 07-1551

Capital Ventures Int'l v. Republic of Argentina

United States Second Circuit
International Law, Securities Law
In an action involving bonds issued by Argentina, district court's dismissal of plaintiff's claims for lack of subject matter jurisdiction is affirmed...
03/19/2009 07-1551

Standard Inv. Chartered, Inc. v. Nat'l Assoc. of Sec. Dealers

United States Second Circuit
Securities Law
In an action challenging a merger of the National Association of Securities Dealers and the New York Stock Exchange, appeal of the district court...
03/18/2009 07-3372

SEC v. Enterprise Trust Co.

United States Seventh Circuit
Probate, Trusts & Estates, Securities Law
In an action involving the distribution of assets from a failed investment fund, district court's approval of court-appointed receiver's distribution...
03/18/2009 08-3798

AT&T Corp. v. Lillis

Supreme Court of Delaware
Securities Law
Trial court's original judgment is affirmed where in defendant's attempt to get relief from a merger that deprived them of the value of their stock...
03/09/2009 No. 490,2007

Pet Quarters, Inc. v. Depository Trust and Clearing Cop.

United States Eighth Circuit
Securities Law
In a securities action, district court's grant of defendant's motion to dismiss is affirmed where: 1) district court did not err in denying motion to...
03/09/2009 08-2114

In re Williams Sec. Litig.

United States Tenth Circuit
Civil Procedure, Securities Law
In an appeal from an order granting costs to Defendants following summary judgment in a securities fraud action, the order is affirmed, where the...
03/03/2009 08-5100

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