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Description Date Docket #

Gabelli v. SEC

United States Supreme Court
Banking Law, Civil Procedure, Constitutional Law, Government Law, Securities Law, White Collar Crime
The five-year statute of limitations in 28 U.S.C. section 2462, the general statute of limitations for civil penalty actions, including an SEC...
02/27/2013 11-1274

Amgen Inc. v. Connecticut Retirement Plans and Trust Funds

United States Supreme Court
Class Actions, Constitutional Law, Securities Law
Although required to prevail on the merits, proof of materiality is not a prerequisite to certification of a securities-fraud class action seeking...
02/27/2013 11-1085

In re: Bernard L. Madoff Investment Securities LLC

United States Second Circuit
Banking Law, Bankruptcy Law, Consumer Protection Law, Debt Collection, Securities Law, White Collar Crime
Trustee's denial of claims against Bernard L. Madoff Investment Securities LLC (BLMIS) was proper where claimants do not qualify as BLMIS "customers"...
02/22/2013 12-410

Belmont v. MB Investment Partners, Inc.

United States Third Circuit
Commercial Law, Consumer Protection Law, Corporation & Enterprise Law, Securities Law, White Collar Crime
Summary judgment for defendants (except defendant Bloom against whom a default judgment was entered) in suit arising from a defunct investment Ponzi...
02/22/2013 12-1580

Proctor v. Vishay Intertechnology, Inc.

California Court of Appeal
Civil Procedure, Class Actions, Constitutional Law, Securities Law
Collateral estoppel barred plaintiffs' shareholders' derivative claim and class-action claim for quasi-appraisal, where: 1) a Delaware court had...
02/19/2013 H037428

Fundamental Long Term Care Holdings, LLC v. Cammeby's Funding LLC

Court of Appeals of New York
Commercial Law, Contracts, Evidence, Securities Law
Order declaring that the parties' Option Agreement unambiguously granted defendant the right to acquire a one-third interest in plaintiff upon payment...
02/14/2013 11-2252

Schron v. Troutman Saunders LLP

Court of Appeals of New York
Commercial Law, Contracts, Evidence, Securities Law
The option contract at issue is valid and enforceable and the optionor may not introduce parol evidence to import a separate loan obligation as...
02/14/2013 23

Dichter-Mad Family Partners v. US

United States Ninth Circuit
Banking Law, Government Law, Injury & Tort Law, Securities Law
District court properly dismissed plaintiffs' claims of negligence against the SEC and the US for their losses in the Madoff Ponzi scheme, where: 1)...
02/12/2013 11-55577

Silverstrand Investments v. Amag Pharmaceuticals, Inc.

United States First Circuit
Class Actions, Drugs & Biotech, Securities Law
Dismissal of putative securities class action suit alleging actionable omissions from defendant's prospectus and registration statement in connection...
02/04/2013 11-2063

Morgan Keegan & Company, Inc. v. Silverman

United States Fourth Circuit
Banking Law, Dispute Resolution & Arbitration, Securities Law
Plaintiff, a member of the Financial Industry Regulatory Authority (FINRA), is not subject to FINRA arbitration proceedings initiated by defendants...
02/04/2013 12-1208

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