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Description Date Docket #

US v. McGee

United States Third Circuit
Criminal Law & Procedure, Securities Law, White Collar Crime
Conviction for insider trading securities fraud and perjury is affirmed, where: 1) insider trading pursuant to the Securities and Exchange Commission...
08/14/2014 13-3183

Picard v. Fairfield Greenwich

United States Second Circuit
Bankruptcy Law, Injury & Tort Law, Securities Law
Judgment of the district court dismissing the trustee's claims for declaratory and injunctive relief to block the settlement of three lawsuits brought...
08/08/2014 13-1289

Loos v. Immersion Corp.

United States Ninth Circuit
Class Actions, Securities Law
The district court's dismissal of a securities fraud class action alleging violations of Sections 10(b), 20(a), and 20A of the Securities Exchange Act...
08/07/2014 12-15100

In Re: Lehman Brothers Holdings Inc.

United States Second Circuit
Bankruptcy Law, Contracts, Securities Law
In a dispute over the entitlement to certain assets between the trustee of a liquidating broker-dealer and the purchaser of the distressed company's...
08/05/2014 12-2322

Vaughn Leroy Meyer v. JinkoSolar Holding Co.

United States Second Circuit
Securities Law
Dismissal of a complaint alleging violations of the federal securities laws is vacated and remanded, where defendant's failure to disclose ongoing...
07/31/2014 13-616

Petrie v. Electronic Game Card, Inc.

United States Ninth Circuit
Civil Procedure, Securities Law
Dismissal of an action under section 10(b) and 20(a) of the Securities Exchange Act against officers and directors of defendant-company is reversed...
07/30/2014 12-55620

People v. Sweeney

California Court of Appeal
Criminal Law & Procedure, Sentencing, Securities Law, White Collar Crime
Defendants' convictions and sentences of 65 counts of white-collar crime are: 1) affirmed as to the convictions, where sufficient evidence shows that...
07/23/2014 E056132

Police Retirement System of St. Louis v. Intuitive Surgical

United States Ninth Circuit
Securities Law
Dismissal of a securities fraud action brought by plaintiff-pension fund under sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and...
07/16/2014 12-16430

Chechele v. Sperling

United States Second Circuit
Securities Law
Dismissal of plaintiff's complaint seeking disgorgement of alleged short-swing profits is affirmed, where the district court properly found that the...
07/11/2014 12-1769

Hidalgo-Velez v. San Juan Asset Management, Inc.

United States First Circuit
Class Actions, Securities Law
In a putative class action asserting both direct claims on behalf of investors and shareholder derivative claims on behalf of an investment fund,...
07/10/2014 13-1574

Results 221 to 230 of 1736

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