all - Opinion Summaries
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Showing Result 1531 - 1540 of 1736
| Description | Date | Docket # |
|---|---|---|
KUSHNER v. BEVERLY ENTERS., INC.United States Eighth Circuit
Securities Law, White Collar CrimeDistrict court did not err in finding that complaints failed to demonstrate a strong inference of scienter, and thus failed to state a claim of... |
01/23/2003 | 01-3677 |
HERSHEY v. DONALDSON, LUFKIN & JENRETTE SECS. CORP.United States First Circuit
Contracts, Corporation & Enterprise Law, Injury & Tort Law, Securities LawClaims of breach of fiduciary duty under Ohio law arising from the sale of a corporation are rejected where 1) facts cannot support an assertion of... |
01/17/2003 | 02-1316 |
SECS. & EXCH. COMM'N v. SHARP CAPITAL, INC.United States Fifth Circuit
Banking Law, Civil Procedure, Securities LawThe district court did not abuse its discretion in using a summary judgment-type proceeding to determine that a group of investors had no direct... |
01/15/2003 | 01-10314, 01-11108 |
PEOPLE v. DUQUECalifornia Court of Appeal
Public Utilities, Securities Law, Government LawA Public Utilities commissioner who violates Public Utilities Code section 303(a), by voluntarily owning stock in a corporation regulated by the... |
01/13/2003 | A098863 |
IN RE: STOCK EXCHS. OPTIONS TRADING ANTITRUST LITIG.United States Second Circuit
Antitrust & Trade Regulation, Securities LawThe district court correctly concluded that the Securities Exchange Act impliedly repeals Sherman Act section 1 with respect to the listing and... |
01/10/2003 | 01-7371/7580 |
JAVITCH v. FIRST UNION SECS., INC.United States Sixth Circuit
Banking Law, Contracts, Dispute Resolution & Arbitration, Securities LawAn appointed receiver has asserted claims belonging to receivership entities, and is bound to arbitration agreements to the same extent that those... |
01/10/2003 | 02-3352/3/4/5 |
MM COS., INC. v. LIQUID AUDIO, INC.Supreme Court of Delaware
Corporation & Enterprise Law, Securities LawA judgment permitting an incumbent board of directors to adopt defense measures which changed the size and composition of a board's membership is... |
01/08/2003 | 606, 2002 |
SECS. & EXCH. COMM'N v. SHARP CAPITAL, INC.United States Fifth Circuit
Banking Law, Civil Procedure, Securities LawThe district court did not abuse its discretion in using a summary judgment-type proceeding to determine that a group of investors had no direct... |
01/08/2003 | 01-10314/11108 |
FRIEDMAN v. SALOMON/SMITH BARNEY, INC.United States Second Circuit
Antitrust & Trade Regulation, Class Actions, Securities LawDismissal of a class action, alleging that defendants participated in a price-fixing scheme concerning the sale of securities, was proper as... |
12/20/2002 | 01-7207 |
CANTOR FITZGERALD INC. v. LUTNICKUnited States Second Circuit
Civil Procedure, Injury & Tort Law, Securities LawThe district court erred in applying federal law in a breach of fiduciary action in diversity, to determine when the statute of limitations period... |
12/16/2002 | 01-7291 |
Results 1531 to 1540 of 1736