Skip to main content

all - Opinion Summaries

FILL IN AT LEAST ONE FIELD

Format is YYYYMMDD

Page 154 of 174 Showing Result 1531 - 1540 of 1736
Description Date Docket #

KUSHNER v. BEVERLY ENTERS., INC.

United States Eighth Circuit
Securities Law, White Collar Crime
District court did not err in finding that complaints failed to demonstrate a strong inference of scienter, and thus failed to state a claim of...
01/23/2003 01-3677

HERSHEY v. DONALDSON, LUFKIN & JENRETTE SECS. CORP.

United States First Circuit
Contracts, Corporation & Enterprise Law, Injury & Tort Law, Securities Law
Claims of breach of fiduciary duty under Ohio law arising from the sale of a corporation are rejected where 1) facts cannot support an assertion of...
01/17/2003 02-1316

SECS. & EXCH. COMM'N v. SHARP CAPITAL, INC.

United States Fifth Circuit
Banking Law, Civil Procedure, Securities Law
The district court did not abuse its discretion in using a summary judgment-type proceeding to determine that a group of investors had no direct...
01/15/2003 01-10314, 01-11108

PEOPLE v. DUQUE

California Court of Appeal
Public Utilities, Securities Law, Government Law
A Public Utilities commissioner who violates Public Utilities Code section 303(a), by voluntarily owning stock in a corporation regulated by the...
01/13/2003 A098863

IN RE: STOCK EXCHS. OPTIONS TRADING ANTITRUST LITIG.

United States Second Circuit
Antitrust & Trade Regulation, Securities Law
The district court correctly concluded that the Securities Exchange Act impliedly repeals Sherman Act section 1 with respect to the listing and...
01/10/2003 01-7371/7580

JAVITCH v. FIRST UNION SECS., INC.

United States Sixth Circuit
Banking Law, Contracts, Dispute Resolution & Arbitration, Securities Law
An appointed receiver has asserted claims belonging to receivership entities, and is bound to arbitration agreements to the same extent that those...
01/10/2003 02-3352/3/4/5

MM COS., INC. v. LIQUID AUDIO, INC.

Supreme Court of Delaware
Corporation & Enterprise Law, Securities Law
A judgment permitting an incumbent board of directors to adopt defense measures which changed the size and composition of a board's membership is...
01/08/2003 606, 2002

SECS. & EXCH. COMM'N v. SHARP CAPITAL, INC.

United States Fifth Circuit
Banking Law, Civil Procedure, Securities Law
The district court did not abuse its discretion in using a summary judgment-type proceeding to determine that a group of investors had no direct...
01/08/2003 01-10314/11108

FRIEDMAN v. SALOMON/SMITH BARNEY, INC.

United States Second Circuit
Antitrust & Trade Regulation, Class Actions, Securities Law
Dismissal of a class action, alleging that defendants participated in a price-fixing scheme concerning the sale of securities, was proper as...
12/20/2002 01-7207

CANTOR FITZGERALD INC. v. LUTNICK

United States Second Circuit
Civil Procedure, Injury & Tort Law, Securities Law
The district court erred in applying federal law in a breach of fiduciary action in diversity, to determine when the statute of limitations period...
12/16/2002 01-7291

Results 1531 to 1540 of 1736

Copied to clipboard