United States Fifth Circuit
SECS. & EXCH. COMM'N v. SHARP CAPITAL, INC., 01-10314/11108
The district court did not abuse its discretion in using a summary judgment-type proceeding to determine that a group of investors had no direct claims against third parties who had dealings with an investment advisory company.
Appellate Information
- Decided 01/08/2003
- Published 01/08/2003
Judges
Court
- United States Fifth Circuit