United States Fifth Circuit
SECS. & EXCH. COMM'N v. SHARP CAPITAL, INC., 01-10314, 01-11108
The district court did not abuse its discretion in using a summary judgment-type proceeding to determine that a group of investors had no direct claims against third parties who had dealings with an investment advisory company. (Revised opinion)
Appellate Information
- Decided 01/08/2003
- Published 01/15/2003
Judges
- W. EUGENE DAVIS, Circuit Judge:, Before DAVIS, JONES and SMITH, Circuit Judges.
Court
- United States Fifth Circuit
Counsel
- For Appellant:
- Thomas R. Ajamie (argued), John Thomas Klug, Schirrmeister Ajamie, Houston, TX, for Fernandez., Ben L. Krage (argued), Krage & Janvey, Dallas, TX, for Janvey.