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Description Date Docket #

LAWTON v. NYMAN

United States First Circuit
Corp. Governance, Corporation & Enterprise Law, Remedies, Securities Law
Officers and directors of a closely held family corporation breached their fiduciary duty to minority shareholders, whose shares the officers caused...
04/29/2003 02-1371, 02-1407

COCHRAN v. QUEST SOFTWARE, INC.

United States First Circuit
Contracts, Labor & Employment Law, Securities Law
Plaintiff in a wrongful termination claim was an at-will employee, as no definite term of employment can be implied from the text of an offer letter....
04/29/2003 02-2326

DESAIGOUDAR v. MEYERCORD

California Court of Appeal
Corporation & Enterprise Law, Securities Law
Judicial review of the decision of a special litigation committee appointed by a corporation's board of directors is governed by the business judgment...
04/29/2003 H023911

VERNAZZA v. SEC. & EXCH. COMM'N

United States Ninth Circuit
Securities Law
SEC findings, that investment advisers and associates falsely represented that they received no referral fees and had no financial interest in any...
04/24/2003 01-71857, 02-70016

NEUBAUER v. GOLDFARB

California Court of Appeal
Contracts, Corp. Governance, Corporation & Enterprise Law, M&A, Securities Law
Waiver of corporate directors' and majority shareholders' fiduciary duties to minority shareholders in private close corporations is against public...
04/24/2003 B157329

DOLE FOOD CO. v. PATRICKSON

United States Supreme Court
Civil Procedure, Corp. Governance, Corporation & Enterprise Law, International Law, Securities Law
A corporation is an instrumentality of a foreign state under the Foreign Sovereign Immunities Act of 1976 only if the foreign state itself owns a...
04/22/2003 01-593

US v. CATOGGIO

United States Second Circuit
Criminal Law & Procedure, Securities Law, Sentencing
An $80 million order of restitution imposed under the Mandatory Victim Restitution Act(MVRA), 18 U.S.C. section 3663A, against a defendant convicted...
04/17/2003 01-1367, 01-1481

SEC v. YUN

United States Eleventh Circuit
Securities Law
In an insider trading case, brought under section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. section 78j(b), and SEC Rule 10b-5, 17...
04/16/2003 01-14490

STATE STREET BANK v. SALOVAARA

United States Second Circuit
Banking Law, ERISA, Securities Law
Declaratory judgment that dfendant is not entitled to look to an investment fund he founded for indemnification of legal expenses incurred while...
04/15/2003 02-7683, 02-9003

AES CORP. v. DOW CHEM. CO.

United States Third Circuit
Commercial Law, Contracts, Corporation & Enterprise Law, M&A, Securities Law
Non-reliance clauses in documents relating to transactions in which plaintiff acquired the stock of defendant's subsidiary did not render plaintiff's...
04/14/2003 01-3373

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