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Description Date Docket #

US Sec. & Exch. Comm'n v. Maxxon, Inc.

United States Tenth Circuit
Civil Procedure, Corp. Governance, Corporation & Enterprise Law, Remedies, Securities Law
A jury verdict finding defendants civilly liable for violating various securities laws and a judgment imposing various remedies are affirmed over...
10/12/2006 05-5091

McConville v. Sec & Exch. Comm'n

United States Seventh Circuit
Administrative Law, Securities Law
Petition for review of a cease-and-desist order from the SEC directing petitioner to refrain from committing or causing any further violations of...
10/11/2006 05-3510

Medill v. Westport Ins. Corp.

California Court of Appeal
Construction, Contracts, Health Law, Injury & Tort Law, Insurance Law, Property Law & Real Estate, Securities Law
Summary judgment for defendant insurer, on claims for liability coverage against third-party claims of negligence and breach of fiduciary duty claims...
10/04/2006 B177005, B182442

Cornerstone Brands, Inc. v. O'Steen

Court of Chancery of Delaware
Civil Procedure, Corporation & Enterprise Law, Securities Law
In a dispute arising out of a separation agreement between a company and its director/employee, defendant's motions to dismiss for lack of subject...
10/04/2006 1501-N

Abrons v. Maree

Court of Chancery of Delaware
Corporation & Enterprise Law, M&A, Securities Law
Plaintiffs' application to preliminarily enjoin the closing of a tender offer based on deficiencies in disclosures is denied where the alleged...
10/02/2006 1893-N

Boyce v. Soundview Tech. Corp., Inc.

United States Second Circuit
Banking Law, Civil Procedure, Contracts, Labor & Employment Law, Securities Law
Judgment for plaintiff on breach of contract claim, in the form of a stock option agreement, and award of damages, is reversed as the district court...
10/02/2006 05-1685

Official Comm. of Unsecured Creditors of Worldcom, Inc. v. Securities & Exch. Comm'n

United States Second Circuit
Bankruptcy Law, Civil Procedure, Securities Law
Order approving a "Fair Fund" plan to distribute money to victims of WorldCom's fraud is affirmed over appellant nonparty's claim that the district...
10/02/2006 04-4710

Ezra Charitable Trust v. Tyco Int'l, Ltd.

United States First Circuit
Class Actions, Corporation & Enterprise Law, Securities Law
Dismissal of action alleging that Tyco did not adequately clean up its books in the wake of a major corporate scandal, and that new management...
09/27/2006 05-2762

Amron v. Morgan Stanley Inv. Advisors

United States Second Circuit
Civil Procedure, Securities Law
Dismissal of complaints for failure to state a claim, regarding allegations defendants charged unreasonably high fees in violation of their fiduciary...
09/26/2006 04-3938

Morrison v. Madison Dearborn Capital Partners III L.P.

United States Third Circuit
Administrative Law, Communications Law, Corporation & Enterprise Law, Securities Law
Dismissal of a derivative suit brought by a shareholder of XM Satellite Radio to recover alleged short-swing profits realized by certain corporate...
09/19/2006 05-4901

Results 1031 to 1040 of 1736

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