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Description Date Docket #

Mineworkers' Pension Scheme v. First Solar Incorporated

United States Ninth Circuit
Civil Procedure, Securities Law
Affirming the District Court's denial in part of a defendant motion for summary judgment in an action under the Securities Exchange Act because the...
01/31/2018 15-17282

Beazley Insurance Company, Inc. v. Ace American Insurance Company

United States Second Circuit
Insurance Law, Securities Law
Affirming the district court's determination granting summary judgment to defendants in a case involving the IPO of Facebook where retail investors...
01/22/2018 16-2812-cv

Arkansas Teachers Retirement System v. Goldman Sachs Group, Inc.

United States Second Circuit
Civil Procedure, Securities Law
Vacating a district court order granting class certification in the case of a group of Goldman Sachs clients alleging that the company made material...
01/12/2018 16-250

Fleming, Jr. v. The Charles Schwab Corporation

United States Ninth Circuit
Class Actions, Securities Law, Commercial Law
Affirming the district court's dismissal of a putative class action where the Securities Litigation Uniform Standards Act deprived the court of...
12/29/2017 16-15179

City of Providence v. BATS Global Markets, Inc.

United States Second Circuit
Civil Procedure, Class Actions, Securities Law, Commercial Law
Vacating a district court judgment to defendant national securities exchanges in a case where investors alleged misrepresentations about products and...
12/18/2017 15-3057-cv

Curry v. Yelp

United States Ninth Circuit
Civil Procedure, Securities Law
Affirming the district court's dismissal of a securities fraud action brought against Yelp alleging that false statements had been made regarding the...
11/21/2017 16-15104

P. v. Avignone

California Court of Appeal
Property Law & Real Estate, Securities Law, Sentencing, Criminal Law & Procedure
Reversing and remanding the case of a couple that defrauded five investors out of hundreds of thousands of dollars in a real estate scheme who pleaded...
11/08/2017 D070012

Waggoner v. Barclays PLC

United States Second Circuit
Civil Procedure, Class Actions, Securities Law
Affirming the order of the district court granting the plaintiff's motion for class certification under the Securities Exchange Act because although...
11/06/2017 16-1912-cv

Flowers v. Financial Industry Regulatory Authority

California Court of Appeal
Gaming Law, Administrative Law, Securities Law
In a securities law action, seeking the expungement of plaintiff's public disciplinary record maintained by plaintiff, the trial court's grant of...
11/02/2017 D071392

US v. Weed

United States First Circuit
White Collar Crime, Securities Law, Criminal Law & Procedure
Affirming the district court's denial of a securities lawyer's novel argument that two former stockbrokers for whom he produced false opinion letters...
10/06/2017 16-2120P.01A

Results 91 to 100 of 1736

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