United States Ninth Circuit
Fleming, Jr. v. The Charles Schwab Corporation, 16-15179
Affirming the district court's dismissal of a putative class action where the Securities Litigation Uniform Standards Act deprived the court of subject matter jurisdiction in a suit against Charles Schwab Corporation by retail customers who alleged a breach of their duties in completing securities trades because the law bars jurisdiction over any claim covered by the Securities Exchange Act.
Appellate Information
- Published 2017/12/29
Judges
- HURWITZ
Court
- United States Ninth Circuit