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Page 98 of 174 Showing Result 971 - 980 of 1736
Description Date Docket #

SEC v. McNamee

United States Seventh Circuit
Remedies, Sanctions, Securities Law
Sanctions for violation of a preliminary injunction against the sale of unregistered stocks or penny stocks is vacated and remanded where defendant...
03/08/2007 06-2150

SEC v. McNamee

United States Seventh Circuit
Remedies, Sanctions, Securities Law
Sanctions for violation of a preliminary injunction against the sale of unregistered stocks or penny stocks is vacated and remanded where defendant...
03/08/2007 06-2150

SEC v. McNamee

United States Seventh Circuit
Remedies, Sanctions, Securities Law
Sanctions for violation of a preliminary injunction against the sale of unregistered stocks or penny stocks is vacated and remanded where defendant...
03/08/2007 06-2150

SEC v. McNamee

United States Seventh Circuit
Remedies, Sanctions, Securities Law
Sanctions for violation of a preliminary injunction against the sale of unregistered stocks or penny stocks is vacated and remanded where defendant...
03/08/2007 06-2150

McAninch v. Wintermute

United States Eighth Circuit
Banking Law, Civil Procedure, Contracts, Corp. Governance, Corporation & Enterprise Law, Criminal Law & Procedure, Injury & Tort Law, Insurance Law, Securities Law
In a breach of contract action brought by former bank directors against their insurer, an insurer may not avoid its duty to indemnify under a D&O...
03/06/2007 05-2798, 05-2938

Citizens Ins. Co. of Am. v. Daccach

Supreme Court of Texas
Class Actions, Insurance Law, Securities Law
On appeal from certification of a worldwide class in an action alleging petitioners sold securities from Texas to nonresidents without complying with...
03/02/2007 03-0505

Universal Communication Sys., Inc. v. Lycos, Inc.

United States First Circuit
Civil Procedure, Cyberspace Law, Securities Law
In a suit against the operator of an Internet message board for claims relating to comments posted by users, dismissal is affirmed where: 1) Section...
02/23/2007 06-1826

Pfannenstiel v. Merrill Lynch, Pierce, Fenner & Smith

United States Tenth Circuit
Contracts, Dispute Resolution & Arbitration, Securities Law
In a case arising from a dispute with Merrill Lynch which plaintiff arbitrated, dismissal of plaintiff's motion to vacate an arbitration panel's...
02/21/2007 04-1274

Weiss v. Waterhouse Sec., Inc.

Supreme Court of Illinois
Class Actions, Consumer Protection Law, Contracts, Injury & Tort Law, Securities Law
In a class action involving allegedly faulty "webBroker" accounts with a discount securities brokerage company, denial of brokerage company's motion...
02/12/2007 95458

Results 971 to 980 of 1736

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