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Description Date Docket #

SEC v. McNamee

United States Seventh Circuit
Remedies, Sanctions, Securities Law
Sanctions for violation of a preliminary injunction against the sale of unregistered stocks or penny stocks is vacated and remanded where defendant...
03/08/2007 06-2150

SEC v. McNamee

United States Seventh Circuit
Remedies, Sanctions, Securities Law
Sanctions for violation of a preliminary injunction against the sale of unregistered stocks or penny stocks is vacated and remanded where defendant...
03/08/2007 06-2150

SEC v. McNamee

United States Seventh Circuit
Remedies, Sanctions, Securities Law
Sanctions for violation of a preliminary injunction against the sale of unregistered stocks or penny stocks is vacated and remanded where defendant...
03/08/2007 06-2150

SEC v. McNamee

United States Seventh Circuit
Remedies, Sanctions, Securities Law
Sanctions for violation of a preliminary injunction against the sale of unregistered stocks or penny stocks is vacated and remanded where defendant...
03/08/2007 06-2150

McAninch v. Wintermute

United States Eighth Circuit
Banking Law, Civil Procedure, Contracts, Corp. Governance, Corporation & Enterprise Law, Criminal Law & Procedure, Injury & Tort Law, Insurance Law, Securities Law
In a breach of contract action brought by former bank directors against their insurer, an insurer may not avoid its duty to indemnify under a D&O...
03/06/2007 05-2798, 05-2938

Citizens Ins. Co. of Am. v. Daccach

Supreme Court of Texas
Class Actions, Insurance Law, Securities Law
On appeal from certification of a worldwide class in an action alleging petitioners sold securities from Texas to nonresidents without complying with...
03/02/2007 03-0505

Overton v. Todman & Co., CPAs, P.C.

United States Second Circuit
Securities Law
Dismissal of securities fraud claim is vacated as an auditor may incur primary liability under section 10(b) of the Securities Exchange Act of 1934...
02/26/2007 06-2496

Universal Communication Sys., Inc. v. Lycos, Inc.

United States First Circuit
Civil Procedure, Cyberspace Law, Securities Law
In a suit against the operator of an Internet message board for claims relating to comments posted by users, dismissal is affirmed where: 1) Section...
02/23/2007 06-1826

Pfannenstiel v. Merrill Lynch, Pierce, Fenner & Smith

United States Tenth Circuit
Contracts, Dispute Resolution & Arbitration, Securities Law
In a case arising from a dispute with Merrill Lynch which plaintiff arbitrated, dismissal of plaintiff's motion to vacate an arbitration panel's...
02/21/2007 04-1274

Weiss v. Waterhouse Sec., Inc.

Supreme Court of Illinois
Class Actions, Consumer Protection Law, Contracts, Injury & Tort Law, Securities Law
In a class action involving allegedly faulty "webBroker" accounts with a discount securities brokerage company, denial of brokerage company's motion...
02/12/2007 95458

Results 971 to 980 of 1736

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