all - Opinion Summaries
Page 95 of 174
Showing Result 941 - 950 of 1736
| Description | Date | Docket # |
|---|---|---|
NASD Dispute Resolution, Inc. v. Judicial Council of the State of CaliforniaUnited States Ninth Circuit
Civil Procedure, Commercial Law, Dispute Resolution & Arbitration, Ethics & Professional Responsibility, Securities LawIn the context of an appeal which the parties agreed was moot because the underlying dispute was resolved in other litigation, a judgment dismissing... |
05/30/2007 | 02-17413 |
Peloro v. USUnited States Third Circuit
Civil Procedure, Corporation & Enterprise Law, Criminal Law & Procedure, Government Law, Securities LawIn actions brought seeking to recover certain securities in accounts that had been maintained by a registered securities brokerage firm that was the... |
05/29/2007 | 04-4334 |
US v. RigasUnited States Second Circuit
Criminal Law & Procedure, Securities Law, SentencingIn the case involving the securities fraud conspiracy of Timothy and John Rigas, former owners of Adelphia Communications, convictions and sentences... |
05/24/2007 | 05-3577 |
EFund Capital v. PlessCalifornia Court of Appeal
Civil Procedure, Corporation & Enterprise Law, Dispute Resolution & Arbitration, Injury & Tort Law, Securities LawIn case involving, in part, a shareholder derivative suit, order denying defendants' motion to compel arbitration is reversed as, under California... |
05/21/2007 | B193575 |
Blankenship v. Liberty Life Assurance Co. of BostonUnited States Ninth Circuit
ERISA, Health Law, Labor & Employment Law, Remedies, Securities LawAn award of disability benefits following a court trial on claims under ERISA is affirmed over plan administrator's claims of error that: 1) the... |
05/18/2007 | 05-15077 |
Sec. & Exch. Comm'n v. Res. Dev. Int'l LLCUnited States Fifth Circuit
Banking Law, Bankruptcy Law, Corporation & Enterprise Law, Securities LawIn a case involving lawsuits filed by the SEC to shut down two fraudulent prime bank trading programs, a judgment finding that a $60,000 payment from... |
05/18/2007 | 05-10597, 05-11484 |
Oscar Private Equity Invs. v. Allegiance Telecom, Inc.United States Fifth Circuit
Class Actions, Communications Law, Corporation & Enterprise Law, Evidence, Securities LawGiven the lethal force of certifying a class of purchasers of securities enabled by the fraud-on-the-market doctrine, loss causation must be... |
05/17/2007 | 05-10791 |
SEC v. Nat'l Presto Indus., Inc.United States Seventh Circuit
Administrative Law, Banking Law, Judgement Enforcement, Securities LawIn an agency action to force a company into compliance with the registration, organization and reporting provisions of the Investment Company Act, an... |
05/15/2007 | 05-4612 |
US v. EvansUnited States Seventh Circuit
Criminal Law & Procedure, Evidence, Securities LawConviction for violations of the federal securities laws is affirmed over defendant's contentions that: 1) as a tippee, he could not be convicted... |
05/15/2007 | 05-1091 |
Betz v. Trainer Wortham & Co., Inc.United States Ninth Circuit
Civil Procedure, Property Law & Real Estate, Securities LawOnce there exists sufficient indicia of fraud to cause a reasonable investor to inquire into whether he or she has been defrauded, the statute of... |
05/11/2007 | 05-15704 |
Results 941 to 950 of 1736