all - Opinion Summaries

Employers-Teamsters Local Nos. 175 & 505 Pension Trust Fund v. Anchor Capital Advisors

Civil Procedure, Class Actions, Drugs & Biotech, Securities Law
An appeal brought by non-parties to an uncertified securities class action challenging an order granting lead plaintiff's motion to dismiss its claims...

Bridges v. Amer. Elec. Power Co.

Civil Procedure, Class Actions, ERISA, Labor & Employment Law, Securities Law
In an ERISA action, an order denying plaintiff's motion for class certification and dismissing his claims without prejudice is reversed and remanded...

Ecclesiastes 9:10-11-12, Inc. v. LMC Holding Co.

Civil Procedure, Contracts, M&A, Sanctions, Securities Law
In an action arising from an asset purchase agreement for the sale of plaintiffs' snow-grooming company, dismissal of the action with prejudice for...

Clark v. First Union Sec., Inc.

Banking Law, Civil Procedure, Class Actions, Dispute Resolution & Arbitration, Securities Law
Trial court ruling that the putative class and class action causes of action brought by plaintiffs were to be heard in the trial court and not in...

Murphy v. Stargate Defense Sys. Corp.

Corp. Governance, Corporation & Enterprise Law, M&A, Securities Law
In a suit seeking to rescind the sale of a corporation to another business as well as two earlier stock purchases, grant for plaintiffs of the right...

Commodity Futures Trading Comm'n v. Lake Shore Asset Mgmt. Ltd.

Administrative Law, Civil Procedure, Remedies, Securities Law
In proceedings brought by the Commodity Futures Trading Commission (CFTC) against a commodity-pool operator and adviser in the derivatives business...

Rosensweig v. Morgan Stanley & Co.

Dispute Resolution & Arbitration, Labor & Employment Law, Securities Law
In suit arising from plaintiff's termination as a securities broker at defendant firm, orders confirming award of an arbitration panel in plaintiff's...

Commodity Futures Trading Comm'n v. Lake Shore Asset Mgmt.

Civil Procedure, Securities Law
In an action by the Commodity Futures Trading Commission to obtain documents from defendant, a commodity-pool operator and adviser in the derivatives...

N.Y. Mercantile Exch., Inc. v. IntercontinentalExch., Inc.

Civil Procedure, Copyright, Intellectual Property, Securities Law
In dispute over ability to enforce copyright in plaintiff's settlement prices it produces to value customers' open positions, judgment granting...

Tello v. Dean Witter Reynolds, Inc.

Civil Procedure, Class Actions, Securities Law
In class-action, securities-fraud case, denial of defendants' motion to dismiss is reversed as the case was time-barred by both the former statute of...