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Description Date Docket #

Abbotts v. Campbell

United States Eighth Circuit
Securities Law
Participants in a Common Stock Purchase Agreement failed to show that the nondisclosure of a waiver of certain provisions of that Agreement was a...
12/29/2008 08-1349

Abbotts v. Campbell

United States Eighth Circuit
Securities Law
Participants in a Common Stock Purchase Agreement failed to show that the nondisclosure of a waiver of certain provisions of that Agreement was a...
12/29/2008 08-1349

US v. Elgindy

United States Second Circuit
Criminal Law & Procedure, Securities Law, Sentencing, White Collar Crime
In a case where racketeering conspiracists ran a subscription website recommending stock short-sales on the basis of misappropriated information: 1)...
12/17/2008 064081

Cozzarelli v. Inspire Pharm.

United States Fourth Circuit
Class Actions, Securities Law
Dismissal of complaint alleging securities fraud is affirmed where Appellants failed to raise the requisite "strong inference" of scienter and failed...
12/12/2008 07-1851

In re: Digimarc Corp. Derivative Litig.

United States Ninth Circuit
Civil Procedure, Corp. Governance, Corporation & Enterprise Law, Labor & Employment Law, Securities Law
There is no private right of action under section 304 of the Sarbanes-Oxley Act, which provides for the forfeiture of certain bonuses and profits when...
12/11/2008 06-35838

J&R Mktg. v. Gen. Motors Corp.

United States Sixth Circuit
Commercial Law, Corp. Governance, Corporation & Enterprise Law, Securities Law, Transportation
In a securities laws suit brought by purchasers of bonds registered by GMAC in 2003 against GMAC and its control persons alleging that GMAC had...
12/05/2008 07-1411

W.R. Huff Asset Mgmt. Co., LLC v. Deloitte & Touche LLP

United States Second Circuit
Civil Procedure, Securities Law
Denial of motion to dismiss plaintiff's complaint alleging securities violations is reversed where: 1) plaintiff-investment advisor lacked...
12/03/2008 061664, 061749

Securities and Exchange Comm'n v. Tambone

United States First Circuit
Judgement Enforcement, Securities Law
In an enforcement action brought by the SEC for securities fraud, judgment dismissing SEC's complaint is reversed where: 1) defendants may be held...
12/03/2008 071384

UnitedHealth Group Inc. v. Wilmington Trust Co.

United States Eighth Circuit
Banking Law, Contracts, Corporation & Enterprise Law, Securities Law
In a company's action seeking a declaratory judgment that its failure to file timely reports with the SEC violated no duties owed to its noteholders,...
12/01/2008 08-1904

Wade v. Schrader

California Court of Appeal
Civil Procedure, Dispute Resolution & Arbitration, Securities Law
After an arbitration award was reduced to judgment in a claim alleging defendants had wrongfully deprived plaintiff of his company stock, grant of...
11/26/2008 H032012

Results 721 to 730 of 1736

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