United States Ninth Circuit

There is no private right of action under section 304 of the Sarbanes-Oxley Act, which provides for the forfeiture of certain bonuses and profits when corporate officers fail to comply with securities law reporting requirements.

Appellate Information

• Argued 08/26/2008
• Decided 12/11/2008
• Published 12/11/2008

Judges

• BYBEE, Circuit Judge:, Before: NELSON, HAWKINS, and BYBEE, Circuit Judges.

Court

• United States Ninth Circuit

Counsel

• For Appellant:
  
• Marc Umeda, Jeffrey Fink, and Rebecca Peterson, Robbins, Umeda & Fink, LLP, San Diego, CA, for the appellant., Adam Gonnelli, Lubna Faruqi, and Beth Keller, Faruqi & Faruqi, LLP, New York, NY, for the appellant.


• For Appellees:
  
• Richard Baum, Julia Markley, and Banu Ramachandran, Perkins Coie LLP, Portland, OR, for the appellees.