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Description Date Docket #

Raymond James Fin. Servs. Inc. v. Bishop

United States Fourth Circuit
Civil Procedure, Contracts, Dispute Resolution & Arbitration, Ethics & Professional Responsibility, Government Law, Injury & Tort Law, Labor & Employment Law, Securities Law
A decision vacating an arbitration panel's award of compensatory damages in favor of three financial advisors arising from their claims of wrongful...
02/22/2010 09-1038

Bixler v. Foster

United States Tenth Circuit
Civil Procedure, Corp. Governance, Corporation & Enterprise Law, Injury & Tort Law, Securities Law
In an action by minority shareholders of a corporation against its directors and lawyers, alleging that defendants violated the civil Racketeer...
02/22/2010 09-2138

Archdiocese of Milwaukee Supporting Fund, Inc. v. Halliburton Co.

United States Fifth Circuit
Class Actions, Corp. Governance, Corporation & Enterprise Law, Securities Law
In a securities fraud class action, the district court's denial of class certification is affirmed where, following review of the alleged...
02/19/2010 08-11195

Law Debenture Trust Co. v. Maverick Tube Corp.

United States Second Circuit
Contracts, Corporation & Enterprise Law, M&A, Securities Law
In an action for breach of contract, unjust enrichment, and tortious interference with contract based on defendant's refusal to allow certain of its...
02/19/2010 08-5668

Gebhart v. SEC

United States Ninth Circuit
Administrative Law, Ethics & Disciplinary Code, Ethics & Professional Responsibility, Property Law & Real Estate, Securities Law
In a petition for review of the SEC's order sustaining a National Association of Securities Dealers disciplinary sanction against...
02/17/2010 08-74943

Operating Local 649 Annuity Trust Fund v. Smith Barney Fund Mgmt. LLC

United States Second Circuit
Commercial Law, Contracts, Corporation & Enterprise Law, Securities Law
In a securities fraud action alleging that defendant negotiated a contract for transfer agent services that saddled plaintiffs with excessive,...
02/16/2010 07-5125

US v. Lewis

United States Tenth Circuit
Criminal Law & Procedure, Evidence, Securities Law, Sentencing
Defendants' convictions and sentences for securities and wire fraud are affirmed in part where: 1) there was sufficient evidence of guilt on a...
02/12/2010 08-1170

Marathon A.G. Holding Ltd. v. CMS Enters. Co.

United States Fifth Circuit
Contracts, Government Law, International Law, International Trade, Oil and Gas Law, Securities Law, Tax Law
In an action for breach of contract based on defendant's refusal to indemnify plaintiff for its payments to the Republic of Equatorial Guinea in...
02/11/2010 09-20034

Schultz v. US

United States Ninth Circuit
Civil Procedure, Criminal Law & Procedure, Debt Collection, Judgement Enforcement, Securities Law, Sentencing
In an appeal from the district court's denial of appellant's motion to intervene as of right in a securities fraud action, the order is affirmed where...
02/09/2010 08-17304

Nestle Purina Petcare Co. v. Comm'r. of Int'l. Rev.

United States Eighth Circuit
Corporation & Enterprise Law, Labor & Employment Law, Securities Law, Tax Law
In the taxpayer's appeal from a tax court's ruling that the taxpayer could not deduct payments for cash distribution redemptive dividends, the order...
02/09/2010 09-1381

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