all - Opinion Summaries
Page 47 of 174
Showing Result 461 - 470 of 1736
| Description | Date | Docket # |
|---|---|---|
US v. TreacyUnited States Second Circuit
Asset Forfeiture, Criminal Law & Procedure, Sentencing, Remedies, Securities LawConviction and sentencing of defendant for securities-related crimes are affirmed in part and vacated in part where district court: 1) committed... |
03/09/2011 | 09-3939 |
US v. PaulUnited States Second Circuit
Criminal Law & Procedure, Habeas Corpus, Sentencing, Remedies, Sanctions, Securities LawConviction and sentencing of defendant for securities fraud, 15 USC sections 78j(b) and 78ff, are affirmed where the district court: 1) did not... |
03/07/2011 | 09-3191 |
Huffington v. T.C. Group, LLCUnited States First Circuit
Civil Procedure, Contracts, Dispute Resolution & Arbitration, Property Law & Real Estate, Securities LawIn an action alleging misrepresentation with regards to the sale of securities and violations of state blue sky laws, dismissal by district court... |
03/01/2011 | 10-1405 |
US v. SkysUnited States Second Circuit
Securities Law, White Collar Crime, Criminal Law & Procedure, SentencingDefendant's conviction of securities fraud, wire fraud, and bank fraud are remanded for supplementation of the record with factual findings as to... |
02/23/2011 | 09-5204 |
Sacks v. SECUnited States Ninth Circuit
Administrative Law, Consumer Protection Law, Dispute Resolution & Arbitration, Securities LawIn a petition for review of an order of the SEC challenging the application of an SEC rule prohibiting non-attorneys who have been banned from the... |
02/22/2011 | 07-74647 |
Standard Investment Chartered, Inc. v. National Association of Securities Dealers, Inc.United States Second Circuit
Corp. Governance, Corporation & Enterprise Law, Securities LawIn a securities action alleging that defendant, which are self-regulatory organizations (SRO) and its officers made misstatements in connection with a... |
02/22/2011 | 10-945 |
Landmen Partners, Inc. v. The Blackstone Group, L.P.United States Second Circuit
Class Actions, Corporation & Enterprise Law, Securities LawIn a putative securities class action, dismissal of plaintiffs' complaint pursuant to Federal Rule of Civil Procedure 12(b)(6) for failure to state a... |
02/10/2011 | 09-4426 |
Plumbers' Union Local No. 12 Pension Fund v. Nomura Asset Acceptance Corp.United States First Circuit
Class Actions, Securities LawIn a suit seeking redress for losses suffered when plaintiffs acquired trust certificates representing mortgage-backed securities, district court's... |
01/25/2011 | 09-2596 |
Plumber's Union Local No. 12 Pension Fund v. Nomura Asset Acceptance Corp.United States First Circuit
Civil Procedure, Class Actions, Securities LawIn a putative class action against eight trusts, the "depositor" that organized them, the trusts' underwriters and five officers of the depositor,... |
01/21/2011 | 09-2596 |
Results 461 to 470 of 1736