United States Ninth Circuit

In a petition for review of an order of the SEC challenging the application of an SEC rule prohibiting non-attorneys who have been banned from the securities industry from representing parties in securities related arbitration, the application of the rule is struck as impermissibly retroactive.

Appellate Information

• Decided 02/22/2011
• Published 02/22/2011

Judges

• THOMAS

Court

• United States Ninth Circuit

Counsel