all - Opinion Summaries
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Showing Result 411 - 420 of 1736
| Description | Date | Docket # |
|---|---|---|
US v. ReyesUnited States Ninth Circuit
Corp. Governance, Corporation & Enterprise Law, Criminal Law & Procedure, Sentencing, Evidence, Securities Law, White Collar CrimeIn an appeal from a judgment of the district court convicting defendant, the former CEO of Brocade Communications, of Securities fraud and other... |
10/13/2011 | 10-10323 |
Fiero v. Financial Industry Regulatory Authority, Inc.United States Second Circuit
Administrative Law, Civil Procedure, Securities LawIn an action seeking a declaratory judgment that the Financial Industry Regulatory Authority, Inc, (FINRA), a self-regulatory organization (SRO),... |
10/05/2011 | 09-1556 |
UBS Fin. Servs. Inc. v. West Virginia Univ. Hosps., Inc.United States Second Circuit
Banking Law, Civil Procedure, Contracts, Corporation & Enterprise Law, Remedies, Securities LawIn an appeal from a judgment of the district court dismissing defendants' action to enjoin the arbitration of claims under FINRA arbitration rules and... |
09/22/2011 | 11-235 |
In the Matter of ShermanUnited States Ninth Circuit
Bankruptcy Law, Civil Procedure, Criminal Law & Procedure, Remedies, Securities LawIn an appeal from a judgment of the district court vacating the bankruptcy court's order of discharge in favor of relief defendant, judgment is... |
09/19/2011 | 09-55880 |
Samueli v. Commissioner of Internal RevenueUnited States Ninth Circuit
Corporation & Enterprise Law, Securities Law, Tax LawIn an appeal from a tax deficiency determination by the tax court, judgment is affirmed where a purported securities loan entered into not for the... |
09/15/2011 | 09-72457 |
Commodity Futures Trading Commission v. WalshUnited States Second Circuit
Asset Forfeiture, Civil Procedure, Corp. Governance, Corporation & Enterprise Law, Criminal Law & Procedure, Debt Collection, Family Law, Injury & Tort Law, Remedies, Securities LawIn an appeal from a judgment of the district court freezing relief-defendant's assets, judgment is reversed where the court erred in its legal... |
09/15/2011 | 09-3742 |
US v. GansmanUnited States Second Circuit
Criminal Law & Procedure, Sentencing, Securities LawIn an appeal from a judgment of the district court convicting defendant of insider trading on a “misappropriation theory,” judgment is affirmed where... |
09/09/2011 | 10-0731 |
Kayne v. Grande Holdings, Ltd.California Court of Appeal
Corp. Governance, Civil Procedure, Corporation & Enterprise Law, Entertainment Law, Remedies, Sanctions, Securities LawIn an appeal from a judgment of the trial court granting plaintiff's motion for discovery sanctions in the amount of $74,809 upon defendant's failure... |
09/02/2011 | B224096 |
SEC v. GewerterUnited States Ninth Circuit
Banking Law, Civil Procedure, Corporation & Enterprise Law, Ethics & Professional Responsibility, Probate, Trusts & Estates, Securities LawIn an appeal by a Nevada attorney seeking review of a district court order denying his motion to quash the SEC's subpoena for bank records of his... |
08/26/2011 | 10-16384 |
WPP Luxembourg Gamma Three Sarl v. Spot Runner, Inc.United States Ninth Circuit
Corporation & Enterprise Law, Securities Law, Civil Procedure, Corp. GovernanceIn a securities fraud action, judgment of the district court dismissing complaint is affirmed where the it properly dismissed: 1) Rule 10b-5(a) and... |
08/23/2011 | 10-55401 |
Results 411 to 420 of 1736