all - Opinion Summaries
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Showing Result 361 - 370 of 1736
| Description | Date | Docket # |
|---|---|---|
Lickiss v. Financial Industry Regulatory AuthorityCalifornia Court of Appeal
Civil Procedure, Professional Malpractice, Securities LawIn a broker's petition seeking to expunge his public securities records held within the central depository database (CRD) maintained by the defendant,... |
08/23/2012 | A134179 |
US v. ContorinisUnited States Second Circuit
Asset Forfeiture, Criminal Law & Procedure, Evidence, Securities Law, White Collar CrimeAn investment portfolio-manger's conviction for securities fraud and insider trading is affirmed, as the district court properly instructed the jury... |
08/17/2012 | 11-3 |
Anschutz Corp. v. Merrill Lynch & Co., Inc.United States Second Circuit
Corporation & Enterprise Law, Securities LawIn a suit against Merrill Lynch and others, claiming market manipulation, fraud, control person liability, and negligent misrepresentation, district... |
08/14/2012 | 11-1305 |
In Re Am. Int'l Group, Inc. Sec. Sys.United States Second Circuit
Class Actions, Insurance Law, Securities LawIn a securities class action alleging, inter alia, that defendants violated Rule 10b-5(a) and (c) by entering into a sham $500 million reinsurance... |
08/13/2012 | 10-4401 |
SEC v. ApuzzoUnited States Second Circuit
Securities Law, White Collar CrimeIn a suit brought by the Securities and Exchange Commission, alleging that defendant aided and abetted securities laws violations through his role in... |
08/08/2012 | 11-696 |
US v. MahafeyUnited States Second Circuit
Criminal Law & Procedure, Evidence, Securities Law, White Collar CrimeDefendants convictions for securities fraud on retrial is vacated and remanded, as the government's failure to disclose portions of the transcripts of... |
08/02/2012 | 09-5349 |
Acticon AG v. China North Petroleum Holdings Ltd.United States Second Circuit
Class Actions, Securities LawIn a class action securities fraud suit, the judgment of the district court granting defendants' motion to dismiss is vacated and remanded, as a... |
08/01/2012 | 11-4544 |
Aguilar v. GoldsteinCalifornia Court of Appeal
Class Actions, Constitutional Law, Health Law, Securities LawIn a shareholders' suit against the defendants, a provider of managerial and administrative staff to hospitals, claiming that defendants breached... |
07/19/2012 | B228435 |
Gould v. BIM Intermobiliare SGRUnited States Second Circuit
Civil Procedure, Class Actions, Securities LawIn a securities action, district court's grant of summary judgment in favor of the defendants is vacated and remanded as triable questions of fact... |
07/19/2012 | 10-4028 |
Analytical Surveys, Inc. v. Tonga Partners, L.P.United States Second Circuit
Securities LawIn a suit brought under Section 16(b) of the SEC claiming that defendants, as statutory insiders, were prohibited from profiting on the trade of... |
07/13/2012 | 09-2622 |
Results 361 to 370 of 1736