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Description Date Docket #

Hyundai Securities Co. v. Lee

California Court of Appeal
Civil Procedure, International Law, Judgement Enforcement, Securities Law
A proceeding under California's Uniform Foreign-Country Money Judgment Recognition Act is an action that is subject to the requirements applicable to...
04/18/2013 B242002

Petzschke v. Century Aluminum Company

United States Ninth Circuit
Civil Procedure, Securities Law
In a securities action alleging that a company’s securities were issued under a materially false or misleading registration statement, judgment of...
04/17/2013 11-15599

Molchatsky v. US

United States Second Circuit
Class Actions, Injury & Tort Law, Securities Law
In class action alleging defendant US Securities and Exchange Commission negligently failed to adequately investigate Bernard Madoff despite numerous...
04/10/2013 11-2510

McDaniel v. Wells Fargo Investments, LLC

United States Ninth Circuit
Banking Law, Class Actions, Constitutional Law, Labor & Employment Law, Securities Law
Dismissal of four class action suits challenging the policies of brokerage firms that forbid their employees from opening outside trading accounts, is...
04/09/2013 11-17017

Federal Housing Finance Agency v. UBS Americas Inc.

United States Second Circuit
Banking Law, Constitutional Law, Injury & Tort Law, Property Law & Real Estate, Securities Law
The district court properly denied defendants' motion to dismiss plaintiff's second amended complaint, brought on behalf of Fannie Mae and Freddie...
04/05/2013 12-3207

Mercer v. Gupta

United States Second Circuit
Corporation & Enterprise Law, Securities Law
Judgment dismissing plaintiff’s derivative suit on behalf of Goldman Sachs under Section 16(b) of the Securities Exchange Act seeking to require...
04/05/2013 12-3393

Commodity Futures Trading Commission v. 3M Employee Welfare Benefit Association Trust

United States Second Circuit
Administrative Law, Injury & Tort Law, Remedies, Securities Law
District court's order approving court-appointed receiver's plan for pro rata, net-investment-based distribution of funds recovered from...
04/03/2013 11-1516

Pension Benefit Guar. Corp. v. Morgan Stanley Inv. Mgmt. Inc.

United States Second Circuit
ERISA, Labor & Employment Law, Securities Law
In an action alleging that a pension plan administrator purchased and continued to hold certain mortgage-backed securities in violation of its...
04/02/2013 10-4497

WC Capital Management, LLC v. UBS Securties, LLC

United States Second Circuit
Securities Law
Judgment for defendants on plaintiffs' claims of securities violations is affirmed, where: 1) defendant's disclosures here did not violate Rule...
04/01/2013 11-122

Federal Home Loan Bank v. Countrywide Financial Corporation

California Court of Appeal
Banking Law, Civil Procedure, Securities Law
The doctrine of res judicata bars plaintiff's claim of control-person liability against defendant, where: 1) plaintiff's voluntary dismissal of its...
03/29/2013 A135898

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