all - Opinion Summaries
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Showing Result 241 - 250 of 1736
| Description | Date | Docket # |
|---|---|---|
SEC v. O'MeallyUnited States Second Circuit
Securities LawJudgment finding defendant in violation of Section 17 of the Securities Act of 1933 is reversed, where: 1) the jury rejected all claims of intentional... |
05/19/2014 | 13-1116 |
US v. MandellUnited States Second Circuit
Criminal Law & Procedure, Sentencing, Evidence, Securities Law, White Collar CrimeDefendants' convictions for conspiracy to commit securities fraud, wire fraud, and mail fraud, securities fraud, wire fraud, and mail fraud, are: 1)... |
05/16/2014 | 12-1967 |
Bricklayers & Trowel Trades International Pension Fund v. Credit Suisse Securities LLCUnited States First Circuit
Evidence, Securities LawSummary judgment in favor of defendants in a class action alleging violations of Sections 10(b) and 20(a) of the Securities Exchange Act and of SEC... |
05/14/2014 | 12-1750 |
Feldman v. Law Enforcement AssociatesUnited States Fourth Circuit
Corp. Governance, Injury & Tort Law, Labor & Employment Law, Securities LawSummary judgment in favor of defendants on plaintiff's claims that he was unlawfully terminated from his employment in retaliation for protected... |
05/12/2014 | 13-1849 |
Prousalis v. MooreUnited States Fourth Circuit
Criminal Law & Procedure, Habeas Corpus, Securities Law, White Collar CrimeThe district court properly dismissed a habeas corpus petition challenging petitioner's convictions arising from his fraudulent activity in connection... |
05/07/2014 | 13-6814 |
City of Pontiac v. UBS AGUnited States Second Circuit
Banking Law, Class Actions, International Law, Securities LawDismissal of a putative class action against defendant and certain of its officers and directors alleging violations of the Securities Exchange Act of... |
05/06/2014 | 12-4355 |
Krys v. PigottUnited States Second Circuit
Injury & Tort Law, Securities LawDismissal of plaintiffs' claims against defendants alleging aiding and abetting of fraud and of breach of fiduciary duty by a brokerage and financial... |
04/11/2014 | 12-3575 |
Goldman, Sachs, & Co. v. City of RenoUnited States Ninth Circuit
Contracts, Dispute Resolution & Arbitration, Securities LawIn an action brought by plaintiff to enjoin Financial Industry Regulatory Authority (FINRA) arbitration, the district court's denial of a preliminary... |
03/31/2014 | 13-15445 |
Calderon-Serra v. Banco Santander Puerto RicoUnited States First Circuit
Banking Law, Civil Procedure, Securities LawDismissal of plaintiffs' RICO claim against defendant-bank and others over an alleged unlawful scheme to lend plaintiffs money in violation of federal... |
03/26/2014 | 12-2128 |
Results 241 to 250 of 1736