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Description Date Docket #

Pricewaterhousecoopers, L.L.P. v. Jitendra Bhatia

United States Second Circuit
Class Actions, Injury & Tort Law, Securities Law
In an action brought by plaintiffs, who were individual and institutional investors in so-called Madoff feeder funds, against defendants who managed...
06/26/2014 13-1642

Fifth Third Bancorp v. Dudenhoeffer

United States Supreme Court
Labor & Employment Law, Securities Law, Constitutional Law, ERISA
In an action in which plaintiffs allege that defendants breached the fiduciary duty of prudence imposed by the Employee Retirement Income Security Act...
06/25/2014 12-751

Halliburton Co. v. Erica P. John Fund, Inc.

United States Supreme Court
Class Actions, Constitutional Law, Injury & Tort Law, Securities Law
In a putative class action against defendant-company and one of its executives, alleging that they made misrepresentations designed to inflate...
06/23/2014 13-317

Hasso v. Hapke

California Court of Appeal
Contracts, Corporation & Enterprise Law, Injury & Tort Law, Professional Malpractice, Securities Law
In an action brought by plaintiff-successor trustee of two family trusts that invested in the RAM hedge fund, which was then devastated by the stock...
06/19/2014 G047495

Quadrant Structured Products Co., Ltd. v. Vertin

Court of Appeals of New York
Contracts, Securities Law
In an action for alleged wrongdoing related to notes purchased by plaintiff from defendant, the certified questions from the Supreme Court of the...
06/10/2014 112

City of Edinburgh Council v. Pfizer, Inc.

United States Third Circuit
Class Actions, Drugs & Biotech, Securities Law
Dismissal of a private securities fraud class action under the Private Securities Litigation Reform Act of 1995 (PSLRA), in which...
06/06/2014 13-2314

Deka Int'l S.A. Luxemborg v. Genzyme Corp.

United States First Circuit
Securities Law
Dismissal of plaintiffs' securities fraud action against defendant, and several company executives is affirmed, where: 1) the district court correctly...
06/05/2014 13-1085

United States Securities and Exchange Commission v. Citigroup Global Markets, Inc.

United States Second Circuit
Contracts, Securities Law
The district court's order refusing to approve a settlement between the U.S. Securities and Exchange Commission and defendant is vacated and remanded,...
06/04/2014 11-5227

Trezziova v. Kohn

United States Second Circuit
Banking Law, Class Actions, Injury & Tort Law, Securities Law
Dismissal of plaintiffs' state‐law claims against defendant-banks as precluded by the Securities Litigation Uniform Standards Act of 1998 (SLUSA) is...
05/28/2014 12-156

CalPERS v. Moody's Investors Service, Inc.

California Court of Appeal
Civil Procedure, Constitutional Law, Injury & Tort Law, Securities Law
In an action challenging the veracity of defendant-rating agencies' assignment of highly favorable credit ratings to three structured investment...
05/27/2014 A134912

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