all - Opinion Summaries
Page 19 of 174
Showing Result 181 - 190 of 1736
| Description | Date | Docket # |
|---|---|---|
Trinity Wall Street v. WalMart Stores Inc.United States Third Circuit
Corp. Governance, Corporation & Enterprise Law, Securities LawIn a suit brought by a shareholder of retailer-defendant, seeking to include its proposal in defendant's proxy materials for shareholder... |
07/06/2015 | 14-4767 |
CarVal UK Limited v. GiddensUnited States Second Circuit
Securities LawAn investor who delivers securities to a broker-dealer as part of a repurchase agreement is not protected by the Securities Investor Protection Act... |
06/29/2015 | 14-890 |
US v. ForbesUnited States Second Circuit
Criminal Law & Procedure, Securities Law, White Collar CrimeConviction of conspiracy to commit securities fraud, in violation of 18 U.S.C. section 371, and two counts of making false statements in Securities... |
06/23/2015 | 14-733 |
Espinoza v. DimonUnited States Second Circuit
Corporation & Enterprise Law, Securities LawIn a derivative action seeking to compel JPMorgan to take action against corporate officers allegedly responsible for the "London Whale" trading... |
06/16/2015 | 14-1754 |
Salem Financial, Inc. v. USUnited States Federal Circuit
International Law, Securities Law, Tax LawIn a case involving U.S. tax treatment of several aspects of plaintiff's involvement in the Structured Trust Advantaged Repackaged Securities (STARS)... |
05/14/2015 | 14-5027 |
In Re Kingate Management Limited LitigationUnited States Second Circuit
Securities Law, Class ActionsIn a securities class action dealing with ambiguities in the Securities Litigation Uniform Act of 1998 (SLUSA), the district court judgment is vacated... |
04/23/2015 | 11‐1397 |
IBEW Local Union v. The Royal Bank of Scotland Group, PLCUnited States Second Circuit
Securities LawIn a putative securities class action, brought by investors who purchased or acquired American Depository Shares (ADSs) of the Royal Bank of Scotland... |
04/15/2015 | 13-3289 |
Crown Capital Securities v. Endurance Amer. Specialty Ins. Co.California Court of Appeal
Insurance Law, Securities LawIn an insurance coverage dispute involving a securities firm that did not fully disclose all facts relating to an underlying action brought by firm... |
04/10/2015 | B256241 |
Eminence Investors v. Bank of New York MellonUnited States Ninth Circuit
Civil Procedure, Class Actions, Securities LawDefendant-bank appeals from the district court order remanding this case to state court after defendant removed the case pursuant to the Class Action... |
04/02/2015 | 15-15237 |
In re Advanced Battery Technologies, Inc.United States Second Circuit
Civil Procedure, Class Actions, Securities LawIn this securities fraud class action, the lead plaintiff alleges that certain auditor defendants committed securities fraud by recklessly making... |
03/25/2015 | 14‐1410‐cv |
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