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Page 19 of 174 Showing Result 181 - 190 of 1736
Description Date Docket #

Trinity Wall Street v. WalMart Stores Inc.

United States Third Circuit
Corp. Governance, Corporation & Enterprise Law, Securities Law
In a suit brought by a shareholder of retailer-defendant, seeking to include its proposal in defendant's proxy materials for shareholder...
07/06/2015 14-4767

CarVal UK Limited v. Giddens

United States Second Circuit
Securities Law
An investor who delivers securities to a broker-dealer as part of a repurchase agreement is not protected by the Securities Investor Protection Act...
06/29/2015 14-890

US v. Forbes

United States Second Circuit
Criminal Law & Procedure, Securities Law, White Collar Crime
Conviction of conspiracy to commit securities fraud, in violation of 18 U.S.C. section 371, and two counts of making false statements in Securities...
06/23/2015 14-733

Espinoza v. Dimon

United States Second Circuit
Corporation & Enterprise Law, Securities Law
In a derivative action seeking to compel JPMorgan to take action against corporate officers allegedly responsible for the "London Whale" trading...
06/16/2015 14-1754

Salem Financial, Inc. v. US

United States Federal Circuit
International Law, Securities Law, Tax Law
In a case involving U.S. tax treatment of several aspects of plaintiff's involvement in the Structured Trust Advantaged Repackaged Securities (STARS)...
05/14/2015 14-5027

In Re Kingate Management Limited Litigation

United States Second Circuit
Securities Law, Class Actions
In a securities class action dealing with ambiguities in the Securities Litigation Uniform Act of 1998 (SLUSA), the district court judgment is vacated...
04/23/2015 11‐1397

IBEW Local Union v. The Royal Bank of Scotland Group, PLC

United States Second Circuit
Securities Law
In a putative securities class action, brought by investors who purchased or acquired American Depository Shares (ADSs) of the Royal Bank of Scotland...
04/15/2015 13-3289

Crown Capital Securities v. Endurance Amer. Specialty Ins. Co.

California Court of Appeal
Insurance Law, Securities Law
In an insurance coverage dispute involving a securities firm that did not fully disclose all facts relating to an underlying action brought by firm...
04/10/2015 B256241

Eminence Investors v. Bank of New York Mellon

United States Ninth Circuit
Civil Procedure, Class Actions, Securities Law
Defendant-bank appeals from the district court order remanding this case to state court after defendant removed the case pursuant to the Class Action...
04/02/2015 15-15237

In re Advanced Battery Technologies, Inc.

United States Second Circuit
Civil Procedure, Class Actions, Securities Law
In this securities fraud class action, the lead plaintiff alleges that certain auditor defendants committed securities fraud by recklessly making...
03/25/2015 14‐1410‐cv

Results 181 to 190 of 1736

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