United States Second Circuit

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CarVal UK Limited v. Giddens, 14-890

An investor who delivers securities to a broker-dealer as part of a repurchase agreement is not protected by the Securities Investor Protection Act (SIPA) because the investor did not entrust assets to the broker-dealer.

Appellate Information

  • Decided 06/29/2015
  • Published 06/29/2015


  • Katzmann


  • United States Second Circuit


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