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Description Date Docket #

MCDONALD v. KINDER-MORGAN, INC.

United States Tenth Circuit
Corporation & Enterprise Law, Securities Law
A corporation's statements in a "10Q" report, relied on by plaintiff shareholders, were accurate reports of historical fact, and disclosure of such...
04/23/2002 01-1139

DSAM GLOBAL VALUE FUND v. ALTRIS SOFTWARE, INC.

United States Ninth Circuit
Injury & Tort Law, Securities Law
Complaint containing allegations of a grossly-negligent audit did not sufficiently plead scienter under the heightened pleading required in the...
04/19/2002 00-56848

GREEN v. FUND ASSET MGMT., L.P.

United States Third Circuit
Banking Law, Injury & Tort Law, Securities Law
Potential conflicts of interest in mutual fund fee arrangements are not per se violations of investment advisors' fiduciary duties under section 36(b)...
04/18/2002 01-2736

HALLWOOD REALTY PARTNERS, L.P. v. GOTHAM PARTNERS, L.P.

United States Second Circuit
Remedies, Securities Law
In this case of first impression, district court correctly held that section 13(d) of the Securities and Exchange Act does not provide a damages...
04/15/2002 01-7246

PEACOCK v. 21ST CENTURY WIRELESS GROUP, INC.

United States Eighth Circuit
Attorney's Fees, Contracts, Injury & Tort Law, Securities Law
Constructive fraud claims failed where evidence established that defendant's representations concerning public stock offering were made in good faith,...
04/12/2002 01-1751

IN RE: CERTAIN UNDERWRITER DEFENDANTS

United States Second Circuit
Class Actions, Securities Law
Class-action plaintiffs' petition for writ of mandamus reversing an opinion and order of the district court denying plaintiffs' motion for recusal...
04/10/2002 01-3092

CHAO v. HALL HOLDING CO., INC.

United States Sixth Circuit
ERISA, Labor & Employment Law, Securities Law
District court's determinations, that: (1) defendants, as fiduciaries, failed to conduct a prudent and independent investigation to determine the fair...
04/03/2002 99-4142, 00-3041

NEW YORK STOCK EXCH., INC. v. NEW YORK, NEW YORK HOTEL, LLC

United States Second Circuit
Intellectual Property, Trademark, Securities Law
Because a trier of fact might find NYSE building's facade bearing the words "New York Stock Exchange" to be inherently distinctive, summary judgment...
04/01/2002 99-9276

BELOM v. NAT'L FUTURES ASSOC.

United States Seventh Circuit
Dispute Resolution & Arbitration, Securities Law
By accepting voluntary employment with a National Futures Association member, plaintiff indirectly consented to arbitration; thus, his complaint...
03/28/2002 01-3684

MONSANTO CO. v. BOUSTANY

Supreme Court of Texas
Contracts, Corporation & Enterprise Law, Securities Law
The sale of plaintiff's subsidiary company resulted in a "Termination of Employment" of the sub's employees within the meaning of the employee...
03/28/2002 00-0037

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