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Description Date Docket #

US v. FEYRER

United States Second Circuit
Criminal Law & Procedure, Securities Law
Convictions for wire fraud, securities fraud and commercial bribery are affirmed over claims that district court erroneously denied defendant's motion...
06/18/2003 01-1543

ROSENZWEIG v. AZURIX CORP.

United States Fifth Circuit
Securities Law
Although aftermarket purchasers had standing to sue under section 11 of the Securities Act of 1933, dismissal is affirmed where plaintiffs failed to...
06/13/2003 02-20804

US v. SHUSTER

United States Second Circuit
Criminal Law & Procedure, Securities Law, Sentencing, White Collar Crime
Defendant's sentence of six years of imprisonment for securities fraud and money-laundering offenses is affirmed over government's claims that the...
06/10/2003 02-1417, 02-1487

FRONTIER CHEVROLET CO. v. COMM'R OF INTERNAL REVENUE

United States Ninth Circuit
Corporation & Enterprise Law, Securities Law, Tax Law
Under Internal Revenue Code section 197, a company had to amortize a covenant not to compete made in connection with its redemption of a majority of...
05/28/2003 01-71815

MCMANUS v. CIBC WORLD MKTS. CORP.

California Court of Appeal
Dispute Resolution & Arbitration, Labor & Employment Law, Securities Law
In an appeal of petition to compel arbitration of employment and defamation claims, the order denying the petition to compel arbitration is reversed,...
05/23/2003 B160257

BOISE CASCADE CORP. v. US

United States Ninth Circuit
Corporation & Enterprise Law, Labor & Employment Law, Securities Law, Tax Law
Payments made by a corporation to redeem stock held by its Employee Stock Ownership Plan were deductible as dividends paid pursuant to 26 U.S.C....
05/20/2003 01-36086

SEC v. SARGENT

United States First Circuit
Securities Law
The district court acted within its discretion in denying an injunction against future securities trading with respect to defendants. Denial of...
05/15/2003 02-1672

GERBER v. KAYNE

United States Second Circuit
Banking Law, Communications Law, Securities Law
In an appeal of settlement approval, the district court correctly deferred allocation of a judgment credit until after trial. The Private Securities...
05/15/2003 02-7023

STONE v. DOERGE

United States Seventh Circuit
Contracts, Dispute Resolution & Arbitration, Securities Law
Where a securities clearing broker's arbitration clause was ambiguous as to when it applied, the district court's narrow interpretation that it...
05/02/2003 02-3873

SCOTT v. US

United States Fourth Circuit
Securities Law, Tax Law
A trust's investment-advice fees are not fully deductible under Internal Revenue Code section 67(e), but are subject to the 2% floor established by...
05/01/2003 02-1464

Results 1481 to 1490 of 1736

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