all - Opinion Summaries
Page 148 of 174
Showing Result 1471 - 1480 of 1736
| Description | Date | Docket # |
|---|---|---|
US v. BROTHERSUnited States Second Circuit
Criminal Law & Procedure, Securities LawClaim that defendant was improperly classified as a "career offender," under U.S.S.G. section 4B1.1 when the District Court determined that his two... |
07/08/2003 | 01-1158 |
GEMAN v. SEC. & EXCH. COMM'NUnited States Tenth Circuit
Securities LawA company breached its fiduciary duties by failing to inform its customers fully about the way it was conducting trades as a principal, and the firm's... |
07/07/2003 | 01-9512 |
NEWMAN v. WARNACO GROUP, INC.United States Second Circuit
Corporation & Enterprise Law, Securities LawWhere, as a matter of law, plaintiff stockholders were not placed on inquiry notice of any alleged fraud by a Form 10-K filed by defendant... |
07/07/2003 | 02-9157 |
IN RE: READ-RITE CORP. SECS. LITIG.United States Ninth Circuit
Securities LawA securities class action brought by common stock owners was properly dismissed where plaintiffs failed to allege scienter with the specificity... |
07/03/2003 | 00-17098 |
WESTMORELAND COAL CO. v. ENTECH, INC.Court of Appeals of New York
Contracts, Corporation & Enterprise Law, Dispute Resolution & Arbitration, M&A, Securities LawAn acquiring company's objections directed at an asset value's accounting treatment alleged breaches of representation or warranty, for which the... |
07/01/2003 | 1 No. 61 |
DOMESTIC SEC., INC. v. SEC. & EXCH. COMM'NUnited States DC Circuit
Administrative Law, Civil Procedure, Securities LawThe court lacks jurisdiction over a challenge to a stock market computerized quotation system's trade execution rules, as those rules were approved in... |
07/01/2003 | 02-1308 |
GEBHARDT v. CONAGRA FOODS, INC.United States Eighth Circuit
Securities LawPlaintiffs stated a claim for fraud, and the district court erred in dismissing the action under the Securities Exchange Act of 1934, as 1)... |
06/30/2003 | 02-3130 |
SPIELMAN v. MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.United States Second Circuit
Civil Procedure, Securities LawWhen a district court's remand to is based on a perceived lack of subject matter jurisdiction under the Securities Litigation Uniform Standards Act of... |
06/27/2003 | 01-9189 |
FAIT v. HUMMELUnited States Seventh Circuit
Corp. Governance, Corporation & Enterprise Law, Securities LawBecause plaintiff did not prove a stock transaction, which diluted the voting power of the existing common stock, was unfair to the corporation, his... |
06/27/2003 | 02-3500 |
WORTLEY v. CAMPLINUnited States First Circuit
Securities LawDistrict court finding that plaintiff violated Section 10(b) of the Securities and Exchange Act of 1934, 15 U.S.C. section 78j, and Rule 10b-5 are... |
06/24/2003 | 02-2335 |
Results 1471 to 1480 of 1736