United States First Circuit

District court finding that plaintiff violated Section 10(b) of the Securities and Exchange Act of 1934, 15 U.S.C. section 78j, and Rule 10b-5 are affirmed. Breach of warranties under Maine's version of UCC was waived by plaintiffs through a document they executed.

Appellate Information

• Decided 06/24/2003
• Published 06/24/2003

Judges

• LYNCH, Circuit Judge., Before LYNCH, Circuit Judge, and CAMPBELL and PORFILIO, Senior Circuit Judges.

Court

• United States First Circuit

Counsel

• For Appellant:
  
• David J. Perkins with whom Patrick J. Mellor and Perkins Olson, PA, were on brief for appellants.


• For Appellees:
  
• Paul F. Macri with whom William D. Robitzek and Berman & Simmons, PA, were on brief for appellee.