all - Opinion Summaries
Page 144 of 174
Showing Result 1431 - 1440 of 1736
| Description | Date | Docket # |
|---|---|---|
WOLFF v. STENGERUnited States Eleventh Circuit
Attorney's Fees, Class Actions, Constitutional Law, Securities LawDefendant's lack standing to appeal, in a case involving attorneys' fees; accordingly the appeal is dismissed without reaching the question of whether... |
12/05/2003 | 01-16973 |
SEC v. RUBERAUnited States Ninth Circuit
Securities LawDistrict court ruling, that defendant violated the registration provisions of the Securities Acts and that SEC did not meet its burden of proving... |
12/05/2003 | 02-35886, 02-3590 |
CAIN v. USUnited States Federal Circuit
Government Contracts, Securities LawA savings and loan association shareholders' complaint against the US is dismissed and affirmed because they had not shown that they had a contract... |
12/04/2003 | 03-5020 |
KLOSTER v. KOEHLERUnited States Eighth Circuit
Class Actions, Securities LawDistrict court did not err in determining it had authority to approve a global settlement involving all plaintiff classes notwithstanding the fact... |
12/02/2003 | 02-3780 |
JEVNE v. SUPERIOR COURT OF LOS ANGELES COUNTYCalifornia Court of Appeal
Dispute Resolution & Arbitration, Securities LawWrit of mandate denied, as SRO arbitration rules and procedures, to the extent they have been approved by SEC, preempt the California Standards for... |
11/19/2003 | B167044 |
ROBINSON v. GLYNNUnited States Fourth Circuit
Securities LawThe district court's dismissal plaintiffs federal securities fraud action is affirmed where plaintiff was an active and knowledgeable executive,... |
11/13/2003 | 03-1106 |
COWEN INC. v. SOCIETE GENERALEUnited States Second Circuit
Contracts, Dispute Resolution & Arbitration, Securities LawThe district court's denial of defendant's motion to stay in favor of arbitration, pursuant to Federal Arbitration Act is affirmed where, on the... |
11/12/2003 | 03-7059 |
BUNTROCK v. SECUnited States Seventh Circuit
Civil Procedure, Securities LawDismissal of plaintiff's case for lack of subject matter jurisdiction is affirmed where his attempt to derail the SEC's suit against him by filing a... |
10/29/2003 | 03-1890 |
US v. BOLLAUnited States DC Circuit
Securities LawComputation of the loss associated with defendant's filing a false Statement of Financial Condition in connection with a SEC civil action is affirmed... |
10/24/2003 | 02-3085 |
US v. SVOBODAUnited States Second Circuit
Criminal Law & Procedure, Securities LawConviction for securities fraud related offenses is affirmed where there is no doctrinal obstacle to employing a conscious avoidance instruction in... |
10/24/2003 | 03-1102 |
Results 1431 to 1440 of 1736