United States Ninth Circuit
SEC v. RUBERA, 02-35886, 02-3590
District court ruling, that defendant violated the registration provisions of the Securities Acts and that SEC did not meet its burden of proving defendant acted with scienter, was not clearly erroneous.
Appellate Information
- Decided 12/05/2003
- Published 12/05/2003
Judges
Court
- United States Ninth Circuit