all - Opinion Summaries
Page 143 of 174
Showing Result 1421 - 1430 of 1736
| Description | Date | Docket # |
|---|---|---|
US v. APTTUnited States Tenth Circuit
Criminal Law & Procedure, Securities Law, SentencingTwo Ponzi scheme organizers, convicted on various counts of conspiracy, fraud and money laundering, unsuccessfully appeal their sentences. |
01/21/2004 | 02-1555, 03-1028 |
IN RE INTEGRA REALTY RES., INC.United States Tenth Circuit
Bankruptcy Law, Civil Procedure, Class Actions, Securities LawDistrict court did not abuse its discretion in certifying a mandatory defendant class, or in approving a class settlement whereby each beneficiary of... |
01/14/2004 | 99-1547, 99-1548, 99-1586, 00-1018 |
SEC v. EDWARDSUnited States Supreme Court
Securities LawAn investment scheme promising a fixed rate of return can be an "investment contract" and thus a "security" subject to the federal securities laws.... |
01/13/2004 | 02-1196 |
P. STOLZ FAMILY P'SHIP L.P. v. DAUMUnited States Second Circuit
Securities LawThe three-year period of repose prescribed by Securities Act section 13 begins to run when a security is initially bona fide offered to the public;... |
01/12/2004 | 02-7680 |
EMPLOYERS TEAMSTERS LOCAL NOS. 175 AND 505 PENSION TRUST FUND v. THE CLOROX CO.United States Ninth Circuit
Corporation & Enterprise Law, M&A, Securities LawInvestors' claims involved statements that either were not made by defendant or were forward-looking statements protected by the safe harbor provision... |
01/07/2004 | 02-17474 |
COMBS v. INT'L INS. CO.United States Sixth Circuit
Contracts, Corp. Governance, Insurance Law, Securities LawIn New York in 1986, defendant anticipatorily repudiated the Directors and Officers liability policy issued to decedent's horse farm. Because... |
01/06/2004 | 01-6493 |
RATLIFF v. DAVIS POLK & WARDWELLUnited States Second Circuit
Civil Procedure, Securities LawIf the documents sent to defendant by an auditing firm to secure legal advice were entitled to protection, such protection was lost when the auditor... |
12/30/2003 | 03-7194 |
OTTMANN v. HANGER ORTHOPEDIC GROUPUnited States Fourth Circuit
Securities LawDismissal of a securities fraud complaint against defendant and its officers, pursuant to FRCP 12(b)(6) and provisions of the Private Securities... |
12/22/2003 | 02-2283 |
PARTINGTON v. GARNERUnited States Fourth Circuit
Securities LawSummary judgment was properly entered against plaintiff, who lacked standing to sue for the alleged sales of unregistered securities per 15 U.S.C.... |
12/18/2003 | 02-1535 |
US v. SALMONESEUnited States Second Circuit
Criminal Law & Procedure, Securities LawAppealing his conviction for conspiracy to commit securities fraud, wire fraud, and commercial bribery, defendant challenges the legal and factual... |
12/15/2003 | 02-1430 |
Results 1421 to 1430 of 1736