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Description Date Docket #

TIPTON v. MILL CREEK GRAVEL, INC.

United States Eighth Circuit
Securities Law
In a shareholder-derivative action, evidence was sufficient to support jury finding that defendants breached the pre-incorporation agreement....
06/28/2004 03-2821, 03-2868

SCIENTIFIC-ATLANTA INC. v. ROCHELLE PHILLIPS

United States Eleventh Circuit
Securities Law
Under the Private Securities Litigation Reform Act, factual allegations may be aggregated to infer scienter for reach defendant, with respect to each...
06/22/2004 03-13008

US v. NORTHERN TRUST CO.

United States Seventh Circuit
Securities Law, Tax Law
The U.S. successfully argued that its case should not have been dismissed where it asserted tax evasion when tax-exempt parties "lent" closed-end...
06/22/2004 04-1148, -1150

PEOPLE v. SALAS

California Court of Appeal
Criminal Law & Procedure, Securities Law
Defendants convicted of selling unqualified securities succeeded in gaining a new trail based on the convicting court's improper failure to inform the...
06/21/2004 B159750

GLANCY v. TAUBMAN CTRS., INC.

United States Sixth Circuit
Civil Procedure, Corporation & Enterprise Law, Securities Law
Concerning a failed take-over attempt, the court remanded for determination of whether one of the defendants could adequately represent a partnership....
06/16/2004 03-1609

IN RE : ALPHARMA INC. SECS. LIT.

United States Third Circuit
Securities Law
Court affirmed dismissal with prejudice because plaintiffs, who alleged they were mislead by false or misleading financial information issued by the...
06/15/2004 02-3348

US v. BOWKER

United States Sixth Circuit
Civil Rights, Criminal Law & Procedure, Securities Law
Court granted defendant's motion to have government return seized property because lower court failed to rule on his initial motion. Defendant's...
06/11/2004 02-4086

US v. RENNERT

United States Third Circuit
Securities Law, Sentencing
Court rejected defendants' appeal of upward sentence departures based on the pecuniary amount of harm defendants' wire fraud and securities fraud...
06/10/2004 03-1511

US v. NIELSEN

United States Ninth Circuit
Criminal Law & Procedure, Securities Law
In methamphetamine trafficking case probable cause did exist for the search warrant, and the court did not err in failing to grant a sentence...
06/09/2004 03-30347

IN RE: NEW TIMES SEC. SERVS.

United States Second Circuit
Securities Law
District court correctly found claimants had "claims for security", not "claims for cash" under the Securities Investors Protection Act, however, it...
06/08/2004 02-6166

Results 1371 to 1380 of 1736

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