all - Opinion Summaries
Page 134 of 174
Showing Result 1331 - 1340 of 1736
| Description | Date | Docket # |
|---|---|---|
US v. VALENCIAUnited States Fifth Circuit
Constitutional Law, Criminal Law & Procedure, Public Utilities, Securities LawSection 13(a)(2) of the Commodity Exchange Act, which prohibits the delivery of false and misleading and knowingly inaccurate reports of market... |
12/20/2004 | 03-21217 |
SEC v. LOVING SPIRIT FOUND.United States DC Circuit
Ethics & Disciplinary Code, Ethics & Professional Responsibility, Professional Malpractice, Sanctions, Securities LawIn a receivership proceeding, denial of a motion to recuse the district judge is affirmed, and defendant's attorneys must show cause why sanctions... |
12/17/2004 | 03-5234 |
FIDEL v. FARLEYUnited States Sixth Circuit
Class Actions, Corp. Governance, Corporation & Enterprise Law, Securities LawIn a securities fraud action, dismissal of plaintiffs' claim against defendant-Ernst & Young is affirmed where plaintiffs failed to allege facts... |
12/16/2004 | 02-6143 |
NEWBY v. ENRON CORP.United States Fifth Circuit
Class Actions, Corp. Governance, Corporation & Enterprise Law, Securities LawIn a securities fraud class action suit stemming from the downfall of Enron Corporation, the district court's decision to approve a $40 million dollar... |
12/15/2004 | 04-20001 |
TATUM v. R.J. REYNOLDS TOBACCO CO.United States Fourth Circuit
Civil Procedure, Corporation & Enterprise Law, ERISA, Labor & Employment Law, Securities LawAmendments to a 401(k) plan, which require elimination of a 401(k)'s investment funds, do not bar a plaintiff from stating a claim that the decision... |
12/14/2004 | 04-1082 |
SEC v. HAPPUnited States First Circuit
Administrative Law, Remedies, Sanctions, Securities LawIn a judgment against defendant for violation of the federal securities laws, denial of defendant's motion for judgment as a matter of law, the... |
12/10/2004 | 04-1406, 04-1461 |
IN RE ENTER. MORTGAGE ACCEPTANCE CO.United States Second Circuit
Civil Procedure, Corporation & Enterprise Law, Securities LawThe Public Company Accounting Reform and Investor Protection Act does not revive previously expired securities fraud claims. |
12/06/2004 | 03-9261, 03-9265, 04-0392 |
KIRWIN v. PRICE COMMUNICATIONS CORP.United States Eleventh Circuit
Corporation & Enterprise Law, Criminal Law & Procedure, M&A, Securities LawThe intracorporate conspiracy doctrine does not bar a civil conspiracy claim under 18 U.S.C. 1962(d). |
12/02/2004 | 03-14366 |
NOLTE v. CAPITAL ONE FIN. CORP.United States Fourth Circuit
Corporation & Enterprise Law, Securities LawDismissal of plaintiff-shareholders' securities fraud action is affirmed where they failed to plead falsity with particularity as required by the... |
12/02/2004 | 03-1612 |
SALT LAKE TRIBUNE PUBL'G CO. v. MGMT PLANNING, INC.United States Tenth Circuit
Contracts, Corporation & Enterprise Law, Dispute Resolution & Arbitration, M&A, Securities LawIn a dispute over the established exercise price for an option to purchase agreement, dismissal of plaintiff's claim is reversed where... |
12/01/2004 | 03-4256 |
Results 1331 to 1340 of 1736