United States First Circuit

In a judgment against defendant for violation of the federal securities laws, denial of defendant's motion for judgment as a matter of law, the calculation of the disgorgement amount, and the imposition of an additional civil penalty upon defendant are affirmed.

Appellate Information

• Decided 12/10/2004
• Published 12/10/2004

Judges

• CAMPBELL, Senior Circuit Judge., Before TORRUELLA, Circuit Judge, CAMPBELL, Senior Circuit Judge, and HOWARD, Circuit Judge.

Court

• United States First Circuit

Counsel

• For Appellees:
  
• Peter M. Casey with whom Stephen C. Warneck, Foley Hoag LLP, Gary C. Crossen and Rubin & Rudman LLP were on brief for appellant, cross-appellee., Thomas Karr, Special Trial Counsel, Securities and Exchange Commission, with whom Eric Summergrad, Deputy Solicitor, Giovanni P. Prezioso, General Counsel, Melinda Hardy, Assistant General Counsel, and Laura Walker, Senior Counsel, were on brief for appellee, cross-appellant.