all - Opinion Summaries
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Showing Result 121 - 130 of 1736
| Description | Date | Docket # |
|---|---|---|
Brennan v. Zafgen, Inc.United States First Circuit
Class Actions, Securities LawIn a securities fraud class action suit brought by investors against the company and its CEO, pursuant to Sections 10(b) and 20(a) of the Securities... |
04/07/2017 | 16-2057 |
SEC v. World Capital Market, Inc.United States Ninth Circuit
White Collar Crime, Securities LawIn an issue of first impression involving the Securities and Exchange Commission's ability to disgorge ill-gotten funds from so-called 'relief... |
03/21/2017 | 15-55325 |
Somers v. Digital Realty Trust Inc.United States Ninth Circuit
White Collar Crime, Securities LawIn a whistleblower claim brought under the Dodd-Frank Act’s anti-retaliation provision, the district court's denial of the defendant's motion to... |
03/08/2017 | 15-17352 |
US v. BrayUnited States First Circuit
White Collar Crime, Securities Law, Criminal Law & ProcedureConviction of illegal insider trading, after defendant received material, nonpublic information about a local bank from a fellow country club member... |
02/24/2017 | 16-1579 |
People v. BlackCalifornia Court of Appeal
Property Law & Real Estate, White Collar Crime, Securities Law, Criminal Law & Procedure, Corporation & Enterprise LawIn the People's appeal pursuant to Penal Code section 1238(a)(1), challenging the trial court's order to set aside certain counts of charges against... |
02/16/2017 | H043360 |
Sharemaster v. US Securities & Exchange CommissionUnited States Ninth Circuit
Securities Law, Administrative LawIn a pro se petition for review brought by a registered broker dealer seeking review of an SEC decision that a $1000 penalty that the Financial... |
02/02/2017 | 13-73199 |
Retail Wholesale & Department Store Union Local 338 Retirement Fund v. Hewlett-Packard Co.United States Ninth Circuit
Securities LawIn a securities fraud action brought under the Securities Exchange Act of 1934 by shareholders alleging that the company CEO and chairman violated the... |
01/19/2017 | 14-16433 |
Ganem v. InVivo Therapeutics Holdings CUnited States First Circuit
Class Actions, Securities LawIn a putative class action suit filed by investors against the company and its former chief executive officer following a drop in the share price of... |
01/09/2017 | 15-1544 |
Rainero v. Archon Corp.United States Ninth Circuit
Civil Procedure, Class Actions, Securities LawIn a class action suit brought on behalf of a class of preferred stock shareholders, the court affirmed where the district court’s dismissal is for... |
12/21/2016 | 14-17106 |
Scottsdale Capital Advisors v. Financial Industry Regulatory AuthorityUnited States Fourth Circuit
Civil Procedure, Securities LawIn an action for an injunction claiming the FINRA proceeding is unauthorized because it violates the Securities Exchange Act of 1934, the district... |
12/20/2016 | 16-1497 |
Results 121 to 130 of 1736