United States Fourth Circuit
Scottsdale Capital Advisors v. Financial Industry Regulatory Authority, 16-1497
In an action for an injunction claiming the FINRA proceeding is unauthorized because it violates the Securities Exchange Act of 1934, the district ruling is affirmed when Congress provides a comprehensive review scheme where plaintiff can obtain meaningful judicial review of its claim following the appeal process outlined in the Exchange Act
Appellate Information
- Published 2016/12/20
Judges
- DUNCAN
Court
- United States Fourth Circuit