United States Fourth Circuit

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Scottsdale Capital Advisors v. Financial Industry Regulatory Authority, 16-1497

In an action for an injunction claiming the FINRA proceeding is unauthorized because it violates the Securities Exchange Act of 1934, the district ruling is affirmed when Congress provides a comprehensive review scheme where plaintiff can obtain meaningful judicial review of its claim following the appeal process outlined in the Exchange Act

Appellate Information

  • Decided
  • Published 2016/12/20




  • United States Fourth Circuit


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