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Description Date Docket #

Moss v. Kroner

California Court of Appeal
Civil Procedure, Commercial Law, Contracts, Corp. Governance, Corporation & Enterprise Law, Securities Law
In a private action for securities fraud involving a Ponzi scheme, judgment of the trial court dismissing fourth, amended complaint is reversed where...
07/20/2011 B227421

CSX Corp. v. The Children's Investment Fund Management

United States Second Circuit
Civil Procedure, Commercial Law, Contracts, Corp. Governance, Corporation & Enterprise Law, Remedies, Securities Law
In a dispute involving the scope of the Williams Act, 15 U.S.C. section 78m(d), judgment of the district court is affirmed where injunctive...
07/18/2011 08-2899

First Annapolis Bancorp, Inc. v. US

United States Federal Circuit
Banking Law, Civil Procedure, Commercial Law, Contracts, Corp. Governance, Corporation & Enterprise Law, Government Law
In a Winstar-related dispute involving the scope of the Financial Institutions Reform, Recovery and Enforcement Act of 1989, judgment of the trial...
07/11/2011 2010-5032

MLSMK Investment Co. v. JP Morgan Chase & Co.

United States Second Circuit
Civil Procedure, Corp. Governance, Corporation & Enterprise Law, Criminal Law & Procedure, Securities Law, White Collar Crime
In a federal securities dispute alleging a RICO conspiracy with Bernard Madoff, 18 U.S.C. section 1962(d) and 1964(c), to cause injury to the...
07/07/2011 10-3040

MBIA Inc. v. Federal Ins. Co.

United States Second Circuit
Civil Procedure, Contracts, Corp. Governance, Corporation & Enterprise Law, Insurance Law
In a breach of contract action to compel coverage for claims made under several directors and officers liability insurance policies, judgment of the...
07/01/2011 10-0355

Reese v. BP Exploration (Alaska), Inc.

United States Ninth Circuit
Civil Procedure, Commercial Law, Contracts, Corp. Governance, Corporation & Enterprise Law, Oil and Gas Law, Securities Law
In a private securities fraud action, judgment of the district court is reversed where the court improperly denied Rule 12(b)(6) relief because a...
06/29/2011 10-35128

US v. Chapman

United States Ninth Circuit
Attorney's Fees, Civil Procedure, Corp. Governance, Criminal Law & Procedure, Evidence, Remedies, Securities Law
In a dispute arising from the failed prosecution of defendants for securities and investment fraud, judgment of the district court denying defendants'...
06/27/2011 10-10338

SEC v. Todd

United States Ninth Circuit
Civil Procedure, Corp. Governance, Corporation & Enterprise Law, Evidence, Securities Law
In a securities fraud action against defendants, judgment of the district court is affirmed where it properly granted defendant's motion for summary...
06/23/2011 07-56196

Janus Capital Group, Inc. v. First Derivative Traders

United States Supreme Court
Securities Law, Corp. Governance, Corporation & Enterprise Law
In a dispute arising from a Rule 10-5 action for securities fraud, judgment of the appeals court is reversed where petitioner cannot be held liable...
06/13/2011 09-525

Securities and Exchange Commission v. Rosenthal

United States Second Circuit
Corp. Governance, Criminal Law & Procedure, Civil Procedure, Corporation & Enterprise Law, Sentencing, Securities Law, Corp. Governance
In a securities action alleging insider trading in violation of the Securities Exchange Act of 1934 (Act), 15 U.S.C. section 78u(d)(3), judgment of...
06/09/2011 10-1204

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