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Description Date Docket #

Prusky v. Reliastar Life Ins. Co.

United States Third Circuit
Contracts, Insurance Law, Securities Law
Summary judgment for an insurer on breach of contract claims is reversed where the district court erred in concluding that certain late trading...
04/20/2006 05-1611

Feldman v. Cutaia

Court of Chancery of Delaware
Civil Procedure, Corp. Governance, Corporation & Enterprise Law, M&A, Securities Law
A motion to dismiss a derivative action involving defendants-directors' alleged grant to themselves of a significant equity stake in their company for...
04/17/2006 1656-N

Levy v. Hayes Lemmerz Int'l, Inc.

Court of Chancery of Delaware
Civil Procedure, Class Actions, Contracts, Corp. Governance, Corporation & Enterprise Law, M&A, Securities Law
Defendants' motion to dismiss an action brought by plaintiffs, former outside directors of a public company engaged in the automobile supply trade, is...
04/17/2006 1395-N

In re Triarc Cos., Inc. S'holders Litigation

Court of Chancery of Delaware
Attorney's Fees, Class Actions, Corp. Governance, Corporation & Enterprise Law, M&A, Securities Law
An award of attorney's fees is granted in favor of plaintiffs in a shareholder class action complaint seeking preliminary and permanent injunctive...
04/13/2006 16700

Stoneridge Inv. Partners, LLS v. Scientific-Atlanta, Inc.

United States Eighth Circuit
Class Actions, Commercial Law, Communications Law, Corp. Governance, Corporation & Enterprise Law, Securities Law
In a securities fraud class action, dismissal of claims brought under Rule 10b-5 against equipment vendors is affirmed where dismissal was proper...
04/11/2006 05-1974

Securities & Exch. Comm'n v. Cavanagh

United States Second Circuit
Government Law, Remedies, Securities Law
Grant of summary judgment in favor of plaintiff in a securities law enforcement action is affirmed over claims that the district court erred by 1)...
04/10/2006 04-5402

Episcopal Diocese of Cent. Florida v. Prudential Sec., Inc.

District Court of Appeal of Florida
Contracts, Dispute Resolution & Arbitration, Securities Law
An order confirming an arbitration award and entering final judgment in a dispute between plaintiff and its former brokerage firm is reversed where...
04/07/2006 5D05-248

Chamber of Commerce of the US v. Sec. & Exch. Comm'n

United States DC Circuit
Administrative Law, Banking Law, Civil Procedure, Commercial Law, Securities Law
Petition for review of a decision by the Securities and Exchange Commission not to modify certain conditions involving the governance practices for...
04/07/2006 05-1240

Sec. & Exch. Comm'n v. J.W. Barclay & Co., Inc.

United States Third Circuit
Administrative Law, Civil Procedure, Corp. Governance, Corporation & Enterprise Law, Debt Collection, Securities Law
The Securities Exchange Act of 1934 provides for a control person-s joint and several liability to the SEC for a debt in the amount of an unpaid SEC...
04/05/2006 04-3536

Toys "R" Us, Inc. v. Franchise Tax Bd.

California Court of Appeal
Securities Law, Tax Law
Judgment for Franchise Tax Board on plaintiff's complaint for a tax refund is affirmed over a claim that the trial court erred in holding that the...
04/05/2006 C045386

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