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Page 105 of 174 Showing Result 1041 - 1050 of 1736
Description Date Docket #

McCarthy v. Citigroup Global Markets, Inc.

United States First Circuit
Banking Law, Dispute Resolution & Arbitration, Labor & Employment Law, Securities Law
Reversal of an arbitration award in favor of plaintiff in a suit to recover contributions to a stock purchase plan is vacated and remanded with...
09/19/2006 06-1001

Klein & Co. Futures v. Board of Trade of the City of N.Y.

United States Second Circuit
Civil Procedure, Securities Law
In action involving the conduct of former chariman of the New York Futures exchange, dismissal for for lack of standing to bring claims under Sections...
09/18/2006 05-1374

Wagner v. First Horizon Pharm. Corp

United States Eleventh Circuit
Civil Procedure, Class Actions, Securities Law
In securities class action case alleging violations of both the Securities Act and Exchange Act, dismissal of complaint for failure to link specific...
09/18/2006 05-14365

US v. Owens

United States Eleventh Circuit
Criminal Law & Procedure, Securities Law, Sentencing
60-month sentence based on guilty plea, in prominent corporate fraud case, to conspiracy to commit wire fraud and securities fraud, falsification of...
09/18/2006 06-11448

Braddock v. Zimmerman

Supreme Court of Delaware
Civil Procedure, Corp. Governance, Corporation & Enterprise Law, Cyberspace Law, Securities Law
For purposes of appeal in Delaware, a final judgment results whenever a complaint is dismissed without prejudice unless the plaintiff is expressly...
09/15/2006 489, 2005

Texas Med. Ass'n Ins. Trust v. US

United States Fifth Circuit
Government Law, Health Law, Insurance Law, Securities Law
Summary judgment dismissal of plaintiff's claim for refund based on the deductibility of premium expenses against proceeds from the sale of stock it...
09/14/2006 05-51619

Donner Mgmt. v. Schaffer

California Court of Appeal
Attorney's Fees, Civil Procedure, Corp. Governance, Corporation & Enterprise Law, Securities Law
Award of attorney fees to defendant, following the dismissal without prejudice of plaintiff's shareholder derivative lawsuit against defendant and a...
09/13/2006 D046439A

Applebaum v. Fayerman

District Court of Appeal of Florida
Attorney's Fees, Contracts, Dispute Resolution & Arbitration, Securities Law
An order denying defendant, plaintiff's former bond broker, attorney's fees after he prevailed in an arbitration proceeding is reversed where the...
09/13/2006 4D05-4106

Margolies v. Deason

United States Fifth Circuit
Bankruptcy Law, Civil Procedure, Corp. Governance, Corporation & Enterprise Law, Injury & Tort Law, Property Law & Real Estate, Securities Law
Dismissal, as time-barred, of all claims brought by certain shareholders of a company, relating to defendant's alleged self-dealing and fraud, which...
09/12/2006 05-10928

Faulkner v. Beer

United States Second Circuit
Civil Procedure, Injury & Tort Law, Securities Law
Dismissal of complaint alleging securities fraud for failure to state a claim and to plead fraud with particularity, is vacated where the district...
09/11/2006 05-1568

Results 1041 to 1050 of 1736

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