Description Date Docket #
US v. Olson
United States First Circuit
Securities Law, Sentencing, Criminal Law & Procedure
Affirming the 60-month sentence, the top of the guideline for the conviction, and $23 million order of restitution in a securities and tax fraud...
08/14/2017 16-1437P.01A
In Re Quality Systems, Inc.
United States Ninth Circuit
Securities Law, Antitrust & Trade Regulation
Remanding a case in which a Miami retirement trust obtained the stock of a company and later complained of false statements that the district court...
07/28/2017 15-55173
Pasternak v. Shrader
United States Second Circuit
Securities Law, ERISA
Affirming the dismissal and denial of leave to amend a wide range of claims filed by retired officers of a company complaining that they had been...
07/13/2017 16-217(L)
In re Petrobras Securities
United States Second Circuit
Civil Procedure, Class Actions, Securities Law, Commercial Law
Affirming the district court's ruling that a class of securities litigants was entitled to the presumption of reliance, but vacating and remanding a...
07/06/2017 16-1914-cv
California Public Employees’ Retirement System v. ANZ Securities, Inc.
United States Supreme Court
Civil Procedure, Class Actions, Securities Law
In a case where members of a securities class-action opted out of a settlement and filed an untimely claim of their own, it was held that the timely...
06/26/2017 16-373
Ashmore v. CGI Group, Inc.
United States Second Circuit
Civil Procedure, Securities Law
The appeal of a whistleblower's dismissal as plaintiff and attempt to substitute another party was dismissed for lack of jurisdiction where the...
06/21/2017 16-1758-cv
Stadnick v. Vivint Solar, Inc.
United States Second Circuit
Securities Law, Commercial Law, Antitrust & Trade Regulation
In a securities class action complaint, the plaintiff wanted the court to apply a 1st Circuit test for financial disclosures and argued they were...
06/21/2017 16-65-cv
Kokesh v. SEC
United States Supreme Court
White Collar Crime, Securities Law
In a case arising out of an SEC enforcement action, alleging that petitioner violated various securities laws by concealing the misappropriation of...
06/05/2017 16-529
Resh v. China Agritech, Inc.
United States Ninth Circuit
Civil Procedure, Class Actions, Securities Law
In a putative class action alleging that defendant and its managers and directors violated the Securities Exchange Act of 1934, the district court's...
05/24/2017 15-55432
In Re: Biogen Inc. Sec. Litig.
United States First Circuit
Class Actions, Securities Law
In a putative class action securities case involving allegations that corporate officials misled the public about the effect of one patient's death on...
05/12/2017 16-1976

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