Description Date Docket #
Ashmore v. CGI Group, Inc.
United States Second Circuit
Civil Procedure, Securities Law
The appeal of a whistleblower's dismissal as plaintiff and attempt to substitute another party was dismissed for lack of jurisdiction where the...
06/21/2017 16-1758-cv
Stadnick v. Vivint Solar, Inc.
United States Second Circuit
Securities Law, Commercial Law, Antitrust & Trade Regulation
In a securities class action complaint, the plaintiff wanted the court to apply a 1st Circuit test for financial disclosures and argued they were...
06/21/2017 16-65-cv
Kokesh v. SEC
United States Supreme Court
White Collar Crime, Securities Law
In a case arising out of an SEC enforcement action, alleging that petitioner violated various securities laws by concealing the misappropriation of...
06/05/2017 16-529
Resh v. China Agritech, Inc.
United States Ninth Circuit
Civil Procedure, Class Actions, Securities Law
In a putative class action alleging that defendant and its managers and directors violated the Securities Exchange Act of 1934, the district court's...
05/24/2017 15-55432
In Re: Biogen Inc. Sec. Litig.
United States First Circuit
Class Actions, Securities Law
In a putative class action securities case involving allegations that corporate officials misled the public about the effect of one patient's death on...
05/12/2017 16-1976
Starr Int'l Co., Inc. v. US
United States Federal Circuit
Securities Law, Government Law, Banking Law
In a suit arising out of a loan from the Federal Reserve Bank of New York under which the federal Government acquired a majority stake in American...
05/09/2017 2015-5103, 2015-5133
In re: Lehman Bros.
United States Second Circuit
Bankruptcy Law, Securities Law
In a Chapter 11 bankruptcy appeal by thousands of former employees of debtor who held restricted stock units that were rendered worthless after the...
05/04/2017 16‐1296‐bk
Applied Medical Corporation v. Thomas
California Court of Appeal
Civil Procedure, Labor & Employment Law, Securities Law, Corporation & Enterprise Law, Corp. Governance, Contracts
In a corporate governance action, arising from plaintiff corporation's suit over the exercise of its right to repurchase shares of its stock, given to...
04/12/2017 A145867
Brennan v. Zafgen, Inc.
United States First Circuit
Class Actions, Securities Law
In a securities fraud class action suit brought by investors against the company and its CEO, pursuant to Sections 10(b) and 20(a) of the Securities...
04/07/2017 16-2057
SEC v. World Capital Market, Inc.
United States Ninth Circuit
White Collar Crime, Securities Law
In an issue of first impression involving the Securities and Exchange Commission's ability to disgorge ill-gotten funds from so-called 'relief...
03/21/2017 15-55325

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