Description Date Docket #
US v. Weed
United States First Circuit
White Collar Crime, Securities Law, Criminal Law & Procedure
Affirming the district court's denial of a securities lawyer's novel argument that two former stockbrokers for whom he produced false opinion letters...
10/06/2017 16-2120P.01A
Federal Housing Finance Agency v. Nomura Holding America, Inc.
California Court of Appeal
Property Law & Real Estate, Securities Law
Affirming multiple aspects of the district court's trial opinion and many pretrial decisions in a case relating to the 2007 housing market collapse...
09/29/2017 15-1872-cv(L)
US v. O'Brien
United States First Circuit
Criminal Law & Procedure, Securities Law, Sentencing
Affirming the imposition of enhancements for obstruction of justice and a vulnerable victim enhancement as well as the substantive reasonableness of a...
08/31/2017 15-1961P.01A
Hampton v. Pacific Investment Management Company, LLC
United States Ninth Circuit
Civil Procedure, Securities Law
Affirming a district court holding dismissing securities related claims for breach of contract and fiduciary duties under Massachusetts state law...
08/24/2017 15-56841
Williams v. Globus Medical, Inc.
United States Third Circuit
Securities Law
Affirming the dismissal of a shareholder suit against a medical device company that terminated its relationship with one of its distributors,...
08/23/2017 16-3607
US v. Martoma
United States Second Circuit
Securities Law, Criminal Law & Procedure
Affirming the judgment of conviction for conspiracy to commit securities fraud and two counts of securities fraud in connection with an insider...
08/23/2017 14-3599
Corbin v. Sarepta Therapeutics, Inc.
United States First Circuit
Securities Law, Class Actions
Affirming the district court's decision that plaintiffs in a securities fraud class action suit had failed to allege facts creating a strong inference...
08/22/2017 15-2135P.01A
In Re Atossa Genetics Inc Securities Litigation
United States Ninth Circuit
Class Actions, Securities Law, Health Law
Following the district court's dismissal of an amended securities fraud class action alleging that a company and CEO made materially false or...
08/18/2017 14-35933
US v. Olson
United States First Circuit
Securities Law, Sentencing, Criminal Law & Procedure
Affirming the 60-month sentence, the top of the guideline for the conviction, and $23 million order of restitution in a securities and tax fraud...
08/14/2017 16-1437P.01A
In Re Quality Systems, Inc.
United States Ninth Circuit
Securities Law, Antitrust & Trade Regulation
Remanding a case in which a Miami retirement trust obtained the stock of a company and later complained of false statements that the district court...
07/28/2017 15-55173

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