Description Date Docket #
Curry v. Yelp
United States Ninth Circuit
Civil Procedure, Securities Law
Affirming the district court's dismissal of a securities fraud action brought against Yelp alleging that false statements had been made regarding the...
11/21/2017 16-15104
P. v. Avignone
California Court of Appeal
Property Law & Real Estate, Securities Law, Sentencing, Criminal Law & Procedure
Reversing and remanding the case of a couple that defrauded five investors out of hundreds of thousands of dollars in a real estate scheme who pleaded...
11/08/2017 D070012
Flowers v. Financial Industry Regulatory Authority
California Court of Appeal
Gaming Law, Administrative Law, Securities Law
In a securities law action, seeking the expungement of plaintiff's public disciplinary record maintained by plaintiff, the trial court's grant of...
11/02/2017 D071392
US v. Weed
United States First Circuit
White Collar Crime, Securities Law, Criminal Law & Procedure
Affirming the district court's denial of a securities lawyer's novel argument that two former stockbrokers for whom he produced false opinion letters...
10/06/2017 16-2120P.01A
Federal Housing Finance Agency v. Nomura Holding America, Inc.
California Court of Appeal
Property Law & Real Estate, Securities Law
Affirming multiple aspects of the district court's trial opinion and many pretrial decisions in a case relating to the 2007 housing market collapse...
09/29/2017 15-1872-cv(L)
US v. O'Brien
United States First Circuit
Criminal Law & Procedure, Securities Law, Sentencing
Affirming the imposition of enhancements for obstruction of justice and a vulnerable victim enhancement as well as the substantive reasonableness of a...
08/31/2017 15-1961P.01A
Hampton v. Pacific Investment Management Company, LLC
United States Ninth Circuit
Civil Procedure, Securities Law
Affirming a district court holding dismissing securities related claims for breach of contract and fiduciary duties under Massachusetts state law...
08/24/2017 15-56841
Williams v. Globus Medical, Inc.
United States Third Circuit
Securities Law
Affirming the dismissal of a shareholder suit against a medical device company that terminated its relationship with one of its distributors,...
08/23/2017 16-3607
US v. Martoma
United States Second Circuit
Securities Law, Criminal Law & Procedure
Affirming the judgment of conviction for conspiracy to commit securities fraud and two counts of securities fraud in connection with an insider...
08/23/2017 14-3599
Corbin v. Sarepta Therapeutics, Inc.
United States First Circuit
Securities Law, Class Actions
Affirming the district court's decision that plaintiffs in a securities fraud class action suit had failed to allege facts creating a strong inference...
08/22/2017 15-2135P.01A

FindLaw Career Center


      Post a Job  |  View More Jobs

    View More