United States Ninth Circuit

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USSEC v. Hui Feng, 17-56522

Affirmed. The panel agreed with the district court that the EB-5 investments in this case constituted “securities” in the form of investment contracts, affirming the district court’s conclusion that Feng was acting as a broker and violated the registration requirement.

Appellate Information

  • Decided
  • Published 2019/08/23


  • Lipez


  • United States Ninth Circuit


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