United States Ninth Circuit
USSEC v. Hui Feng, 17-56522
Affirmed. The panel agreed with the district court that the EB-5 investments in this case constituted “securities” in the form of investment contracts, affirming the district court’s conclusion that Feng was acting as a broker and violated the registration requirement.
Appellate Information
- Published 2019/08/23
Judges
- Lipez
Court
- United States Ninth Circuit