PEARCY v. STRANAHAN(1907)
Mr. James C. Lenney for plaintiff in error.
Mr. Chief Justice Fuller delivered the opinion of the court:
Plaintiff brought his action in the circuit court of the United States for the southern district of New York against the then collector of the port of New York to recover the value of certain cigars seized by him, which had been brought to that port from the Isle of Pines, where they had been produced and manufactured. This seizure was made under the Dingley act, so called (act July 24, 1897, 30 Stat. at L. 151, chap. 11, U. S. Comp. Stat. 1901, p. 1626), and the regulations of the Secretary of the Treasury thereunder. The Dingley act provided for the imposition of duties 'on articles imported from foreign countries,' and in plaintiff's complaint it was asserted that the Isle of Pines was 'in possession of and part of the United States,' and hence domestic territory. The government demurred, the demurrer was sustained, the [205 U.S. 257, 263] complaint dismissed, and the case brought here on a writ of error.
Whether the Isle of Pines was a part of the United States is a conclusion of law not admitted by the demurrer. It was certainly not such before the treaty of peace with Spain [30 Stat. at L. 1754], and, if it became so, it was by virtue of that treaty. The court takes judicial cognizance whether or not a given territory is within the boundaries of the United States, and is bound to take the fact as it really exists, however it may be averred to be. Jones v. United States, 137 U.S. 202 , 34 L. ed. 691, 11 Sup. Ct. Rep. 80; Lincoln v. United States, 197 U.S. 417 , 49 L. ed. 816, 25 Sup. Ct. Rep. 455; Taylor v. Barclay, 2 Sim. 213.
August 12, 1898, a protocol of agreement for a basis for the establishment of peace was entered into between the United States and Spain, which provided:
This was followed by the treaty of peace, ratified April 11, 1899, containing the following articles:
In Neely v. Henkel, 180 U.S. 109 , 45 L. ed. 448, 21 Sup. Ct. Rep. 302 (Jan. 14, 1901), the question was whether Cuba was a foreign country or foreign territory within the act of Congress of June 6, 1900 (31 Stat. at L. 656, chap. 793, U. S. Comp. Stat. 1901, p. 3591), [205 U.S. 257, 264] providing for the extradition from the United States of persons committing crimes within any foreign country or foreign territory or any part thereof, occupied or under the control of the United States. And it was held that Cuba was within this description. Mr. Justice Harlan, delivering the opinion of the court, said:
If, then, the Isle of Pines was not embraced in article 2 of the treaty, but was included within the term 'Cuba' in article 1, and therefore sovereignty and title were merely relinquished, it was 'foreign country' within the Dingley act.
This inquiry involves the interpretation which the political departments have put upon the treaty. For, in the language of Mr. Justice Gray, in Jones v. United States, 'who is the sovereign, de jure or de facto, of a territory, is not a judicial but a political question, the determination of which by the legislative and executive departments of any government conclusively binds the judges as well as all other officers, citizens, and subjects of that government.'
By the joint resolution of April 20, 1898 (30 Stat. at L. 738, U. S. Comp. Stat. 1901, p. 2790), entitled 'Joint Resolution for the Recognition of the Independence of the People of Cuba, Demanding That the Government of Spain Relinquish Its Authority and Government in the Island of Cuba, and to Withdraw Its Land and Naval Forces from Cuba and Cuban Waters, and Directing the President of the United States to Use the Land and Naval Forces of the United States to Carry These Resolutions into Effect,' the United States disclaimed any disposition or intention to exercise sovereignty or control over Cuba, except in the pacification thereof, and [205 U.S. 257, 266] asserted its determination, when that was accomplished, to leave the control of the island to its people. What was the signification of the word 'Cuba' at that time?
The record of the official acts of the Spanish government from 1774 to 1898 demonstrates that the Isle of Pines was included in the political division known as 'Cuba.' The first official census of Cuba, in 1774; the 'Statistical Plan of the Ever Faithful Isle of Cuba for the Year 1827;' the establishment by the governor general, in 1828, of a colony on the island; the census of 1841; the budgets of receipts and expenses; the census for 1861, 1877, 1887, and so on, all show that the Isle of Pines was, governmentally speaking, included in the specific designation 'Cuba' at the time the treaty was made and ratified, and the documents establish that it formed a municipal district of the province of Habana.
In short, all the world knew that it was an integral part of Cuba, and in view of the language of the joint resolution of April 20, 1898, it seems clear that the Isle of Pines was not supposed to be one of the 'other islands' ceded by article 2. Those were islands not constituting an integral part of Cuba, such as Vieques, Culebra, and Mona islands, adjacent to Porto Rico.
Has the treaty been otherwise interpreted by the political departments of this government? The documents to which we have had access, with the assistance of the presentation of the facts condensed therefrom in the brief for the United States, enable us to sufficiently indicate the situation in that regard, and we think it proper to do this, notwithstanding the determination of the case turns at last on a short point requiring no elaboration.
The Spanish evacuated Havana January 1, 1899, and the government of Cuba was transferred to a military governor as the representative of the President of the United States. The President ordered, August 17, 1899, a census to be taken as a first step toward assisting 'the people of Cuba' to establish 'an effective system of self-government.' In accomplishing [205 U.S. 257, 267] this the island was divided into 1,607 enumeration districts. Three enumerators took the census of the Isle of Pines, which was described as a municipal district of the judicial district of Bejucal, in the province of Havana. The report on the census, as published by the War Department in 1900, stated: 'The government of Cuba has jurisdiction not only over the island of that name, but also over the Isle of Pines, lying directly to the south of it, and more than a thousand islets and reefs scattered along its northern and southern coasts. . . . The Isle of Pines, with an area of 840 square miles, is a municipal district of the province of Habana. . . . The total population of Cuba, including the Isle of Pines and the neighboring keys, was, on October 16, 1899, 1,572,797.'
The population tables give the population of the Isle of Pines as a municipal district of Havana province, and so of the statistics as to rural population; sex, nativity, and color; age and sex; birthplace; conjugal condition; school attendance; foreign whites; number and size of families; dwellings of families,-these and like items are given as to the Isle of Pines as under the province of Habana.
In August, 1899, the military governor of Cuba appointed a mayor and first assistant mayor of the Isle of Pines.
On June 16, 1900, an election was held throughout the island, at which the people of Cuba in all their municipalities elected their municipal officers, participated in by the inhabitants of the Isle of Pines, as is stated in the report of the Committee on Foreign Relations, Senate Document No. 205, Fifty-ninth Congress, though this was denied in a minority report.
A constitutional convention was called and the inhabitants of the Isle of Pines participated in the election of delegates thereto, September 15, 1900.
The convention concluded its work by October 1, 1901, and December 31, 1901, an election was held to choose governors of provinces, provincial councilors, members of the house of representatives, and presidential and senatorial electors, under [205 U.S. 257, 268] an order of General Wood of October 14, 1901, No. 218, approved by the War Department, which divided the province of Habana into four circuits, the third being composed of several ayuntamientos, of which the Isle of Pines was one.
February 24, 1902, the electors met, chose senators, and elected Senor Palma, President, and Senor Romero, Vice President.
The government was transferred to Cuba, May 20, 1902, and in making the transfer, and declaring the occupation of Cuba by the United States and the military government of the island to be ended, the military governor wrote to 'The President and Congress of Cuba,' among other things: 'It is understood by the United States that the present government of the Isle of Pines will continue as a de facto government, pending the settlement of the title to said island by treaty, pursuant to the Cuban Constitution and the act of Congress of the United States approved March 2, 1902 [205 U.S. 257, 1] .' [31 Stat. at L. 897, chap. 803.] On the same day President Palma replied:
At that date the Isle of Pines was actually being governed by the Cubans through municipal officers elected by its inhabitants, and a governor of the province of Habana, councilors, etc., in whose choice they had participated. And see Neely v. Henkel, 180 U.S. 109, 117 , 118 S., 45 L. ed. 448, 454, 455, 21 Sup. Ct. Rep. 302.
February 16, 1903, the Senate of the United States, by resolution, requested the President 'to inform the Senate as to the present status of the Isle of Pines, and what government is exercising authority and control in said island.'
In reply the President submitted a report from the Secretary of War, which stated: [205 U.S. 257, 269] 'The nature of the de facto government under which the Isle of Pines was thus left pending the determination of the title thereof by treaty is shown in the following indorsement upon a copy of the said resolution by the late military governor of Cuba:
[Here follows the indorsement, dated February 20, 1903, of which the following is a part:]
We are justified in assuming that the Isle of Pines was always treated by the President's representatives in Cuba as an integral part of Cuba. This was indeed to be expected in view of the fact that it was such at the time of the execution of the treaty and its ratification, and that the treaty did not provide otherwise in terms, to say nothing of general principles of international law applicable to such coasts and shores as those of Florida, the Bahamas, and Cuba. Hall, 4th ed. 129, 130; Louisiana v. Mississippi, 202 U.S. 153 , 50 L. ed. 913, 932, 26 Sup. Ct. Rep. 408, 571; The Anna, 5 C. Rob. 273.
In August, 1902, the Treasury Department decided that duties should be assessed on goods coming from the Isle of Pines at the same rates as on similar merchandise imported from other places.
On July 2, 1903, a treaty with Cuba was signed, relinquishing any claim by the United States to the Isle of Pines under the treaty of peace, but this failed of ratification, and on March 2, 1904, another treaty was signed, which relinquished all claim of title under that treaty.
November 27, 1905, the Secretary of State wrote an American resident of the Isle of Pines:
There are some letters of an Assistant Secretary of War, or written by his direction, and other matters, referred to, which we do not regard as seriously affecting the conclusion that the Executive has consistently acted on the determination that the United States had no substantial claim to the Isle of Pines under the treaty.
The only significant legislative action is found in the proviso of the act of March 2, 1901, the Army appropriation act (31 Stat. at L. 895, chap. 803, U. S. Comp. Stat. 1901, p. 2799), commonly called the Platt amendment (897), which reads:
Then follow eight clauses, of which the sixth is:
It appears that certain American citizens, asserting interests in the Isle of Pines, had contended that it belonged to the [205 U.S. 257, 272] United States under the treaty, and the sixth clause of the Platt amendment, while not asserting an absolute claim of title on our part, gave opportunity for an examination of the question of ownership and its settlement through a treaty with Cuba. The Republic of Cuba has been governing the isle since May 20, 1902,-the present situation need not be discussed,-and has made various improvements in administration at the suggestion of our government, but Congress has taken no action to the contrary of Cuba's title as superior to ours.
It may be conceded that the action of both the political departments has not been sufficiently definite to furnish a conclusive interpretation of the treaty of peace as an original question, and as yet no agreement has been reached under the Platt amendment. The Isle of Pines continues, at least de facto, under the jurisdiction of the government of the Republic of Cuba, and that settles the question before us, because, as the United States have never taken possession of the Isle of Pines as having been ceded by the treaty of peace, and as it has been and is being governed by the Republic of Cuba, it has remained 'foreign country' within the meaning of the Dingley act, according to the ruling in De Lima v. Bidwell, 182 U.S. 1 , 45 L. ed. 1041, 21 Sup. Ct. Rep. 743, and cases cited; United States v. Rice, 4 Wheat. 246, 4 L. ed. 562. There has been no change of nationality for revenue purposes, but, on the contrary, the Cuban government has been recognized as rightfully exercising sovereignty over the Isle of Pines as a de facto government until otherwise provided. It must be treated as foreign, for this government has never taken, nor aimed to take, that possession in fact and in law which is essential to render it domestic.
Mr. Justice McKenna concurred in the judgment.
Mr. Justice White and Mr. Justice Holmes concurred specially.
Mr. Justice Moody took no part. [205 U.S. 257, 273]
Mr. Justice White, concurring:
My reasons for agreeing to the conclusion announced by the court are separately stated to prevent all implication of an expression of opinion on my part as to a subject which, in my judgment, the case does not require, and which, as it is given me to see it, may not be made without a plain violation of my duty.
The question which the case raises, by way of a suit to recover duties paid on goods brought from the Isle of Pines, is whether that island, by the treaty with Spain, became a part of the United States, or was simply left or made a part of the island of Cuba, over which the sovereignty of Spain was relinquished.
I accept the doctrine which the opinion of the court announces, following Jones v. United States, 137 U.S. 202 , 34 L. ed. 691, 11 Sup. Ct. Rep. 80, that 'who is the sovereign de jure or de facto of a territory is not a judicial but a political question, the determination of which by the legislative and executive departments of any government conclusively binds the judges as well as all other officers, citizens, and subjects of that government.' That the legislative and executive departments have conclusively settled the present status of the Isle of Pines as de facto a part of Cuba, and have left open for future determination the de jure claim, if any, of the United States to the island, as the court now declares, is to me beyond possible contention. Thus, by the amendment to the act of 1891, which was enacted to determine the de facto position of the island and to furnish a rule for the guidance of the executive authority in dealing in the future with the island, it was expressly provided 'that the Isle of Pines shall be omitted from the proposed constitutional boundaries of Cuba, the title thereto being left to future adjustment by treaty.' So, also, when the island of Cuba was turned over to the Cuban government by the military authority of the United States, that government was expressly notified by such authority, under the direction of the President, that [205 U.S. 257, 274] whilst the de facto position of the Isle of Pines as a part of Cuba was not disturbed, it must be understood that its de jure relation was reserved for future determination by treaty between Cuba and the United States. And this notification and relation was in terms accepted by the President of the Republic of Cuba. If the opinion now announced stopped with these conclusive expressions I should, of course, have nothing to say. But it does not do so. Although declaring that the de facto position of the Isle of Pines as resulting from legislative and executive action is binding upon courts, and although referring to the conclusive settlement of that de facto status, and the reservation by the legislative and executive departments of the determination of the de jure status for future action, the opinion asserts that it is open and proper for the court to express an opinion upon the de jure status, that is, to decide upon the effect of the treaty. In doing so it is declared that all the world knew that the Isle of Pines was an integral part of Cuba, this being but a prelude to an expression of opinion as to the rightful construction of the treaty. To my mind any and all expression of opinion concerning the effect of the treaty and the de jure relation of the Isle of Pines is wholly unnecessary, and cannot be indulged in without disregarding the very principle upon which the decision is placed; that is, the conclusive effect of executive and legislative action. In other words, to me it seems that the opinion whilst recognizing the force of the executive and legislative action, necessarily disregards it. This follows, because the views which are expressed on the subject of the meaning of the treaty amount substantially to declaring that the past action of the executive and legislative departments of the government on the subject have been wrong, and that any future attempt by those departments to proceed upon the hypothesis that the de jure status of the island is unsettled will be a violation of the treaty as now unnecessarily interpreted.
Mr. Justice Holmes concurs.