WRIGHT v. HENKEL(1903)
Whitaker Wright applied to the circuit court of the United States for the southern district of New York for writs of habeas corpus and certiorari on March 20, 1903, by a petition which alleged:
(1) That he was a citizen of the United States, restrained of his liberty by the marshal of the United States for the southern district of New York, by virtue of a warrant dated March 16, 1903, issued by Thomas Alexander, 'United States commis- [190 U.S. 40, 41] sioner for the southern district of New York, and commissioner duly authorized by the district court of the United States for the southern district of New York, and also commissioner appointed under the laws of the United States concerning the extradition of fugitives from the justice of a foreign government under a treaty or convention between this and any foreign government,' which warrant was couched in these terms:
(2)That the warrant was issued on a complaint by His Britannic Majesty's consul general at the port of New York, as follows:
(3.) 'That the aforesaid complaint states no facts which create jurisdiction for the issuance of the aforesaid warrant, and for the detention of your petitioner; that it does not state any facts which show that your petitioner has been guilty of any offense within the provisions of any extradition treaty between the United States of America and the United Kingdom of Great Britain and Ireland.'
(4.) That he had duly objected to the continuance of any proceedings under the complaint and warrant, on the ground that the commissioner had no jurisdiction; but his objections had been overruled, and the commissioner had adjourned the proceedings until March 30, 1903
(5.) That on March 18, 1903, he presented to the commissioner an application to be admitted to bail pending the proceeding, and, in support of the application, filed with the commissioner the affidavit of his attending physician, which was to the effect that petitioner was suffering from bronchitis and a severe chill, which might develop into pneumonia, and that the confinement tended greatly to injure his health and to result in serious impairment; but that the commissioner denied the application on the ground that no power existed for admitting petitioner to bail; (6) that the cause of imprisonment was the charge and the refusal to admit to bail.
(7.) That the imprisonment and detention were illegal, and the warrant void, the complaint stating no jurisdictional facts to warrant imprisonment and detention. That the denial of the right to give bail constitutes a violation of the 8th Amendment of the Constitution, and 1015 of the Revised Statutes (U. S. Comp. Stat. 1901, p. 718), and of the common law of the United States, and constitutes a deprivation of liberty without due process of law.
The writs prayed for were granted, and, after hearing, dismissed and the application to be admitted to bail denied, March 30, the opinion being filed March 25, and copy of final order served March 28. The case was then brought to this court by appeal. [190 U.S. 40, 44] At the argument it was made to appear that, on March 31, His Majesty's consul general at New York made a new complaint, which reiterated the original charge, with some amplification, and added that Wright 'did also, at the times and places aforesaid, then being a director and manager of said company or corporation aforesaid, with intent to defraud, alter and falsify books, papers, and writings belonging to the said company or corporation, and made and concurred in the making of false entries, and omitted and concurred in omitting material particulars in books of account and other documents belonging to the said company or corporation; and did also, at the times and places aforesaid, then being a director of the said company or corporation as aforesaid, alter and falsify books, papers, and writings, and made and was privy to the making of false and fraudulent entries in the books of account and other documents belonging to the said company or corporation, with intent to defraud and deceive shareholders and creditors of said company or corporation, and other persons.'
It was further stated: 'That deponent's information and belief are based upon a certified copy of a warrant, issued by one of his Majesty's justices of the peace for the city of London, for the apprehension of the said Whitaker Wright, for the offense herein first enumerated, and a certified copy of the information and complaint of the senior official receiver in companies liquidation (acting under the order of the high court of justice) and the depositions of Arthur Russell and John Flower, in support thereof, upon the application for a summons against the said Whitaker Wright, and the depositions of George Jarman and Harry Gerald Abrahams, on which information and complaint and depositions the said warrant was granted for the apprehension of the said Whitaker Wright,' etc. Copies of these papers accompanied the complaint, and reference was made to cable messages from the Secretary of State for Foreign Affairs.
On this complaint a warrant was issued and the accused arraigned before the commissioner, and it was thereupon stated that the demanding government would abandon all further proceedings under the complaint of March 16, and consented [190 U.S. 40, 45] to the discharge of the prisoner from the arrest thereon. The commissioner held that, as the proceedings under the previous warrant had been carried into the circuit court, he was without power to discharge the prisoner under that warrant. Subsequently, the order of the circuit court dismissing the writs of habeas corpus and certiorari, and remanding the prisoner, was brought to the commissioner's attention, but counsel for the prisoner stated that papers were being prepared for the purpose of removing the case to the Supreme Court. The commissioner ruled that, pending such proceedings, he must decline to dismiss the complaint and discharge the prisoner.
Article 10 of the treaty of 1842 (8 Stat. at L. 572, 576), reads as follows:
Sections 83 and 84 of chapter 96, 24 and 25 Victoria, are as follows:
83. 'Whosoever, being a director, manager, public officer, or member of any body corporate or public company, shall, with intent to defraud, destroy, alter, mutilate, or falsify any book, paper, writing, or valuable security belonging to the body corporate or public company, or make or concur in the making of any false entry, or omit or concur in omitting any material particular in any book of account or other document, shall be guilty of a misdemeanor, and, being convicted thereof, shall be [190 U.S. 40, 47] liable, at the discretion of the court, to any of the punishments which the court may award as hereinbefore last mentioned.
84. 'Whosoever, being a director, manager, or public officer of any body corporate or public company, shall make, circulate, or publish, or concur in making, circulating, or publishing, any written statement or account which he shall know to be false in any material particular, with intent to deceive or defraud any member, shareholder, or creditor of such body corporate or public company, or with intent to induce any person to become a shareholder or partner therein, or to entrust or advance any property to such body corporate or public company, or to enter into any security for the benefit thereof, shall be guilty of a misdemeanor, and, being convicted thereof, shall be liable, at the discretion of the court, to any of the punishments which the court may award as hereinbefore last mentioned.'
Section 75 provided for a liability, on conviction of the misdemeanor therein mentioned, 'at the discretion of the court, to be kept in penal servitude for any term not exceeding seven years and not less than three years, or to be imprisoned for any term not exceeding two years, with or without hard labor, and with or without solitary confinement.'
Section 166 of the companies' act of 1862 (25 and 26 Vict. chap. 89), provides:
Section 514 and subdivision 3 of 611 of the New York Penal Code read as follows:
Section 525 provides: 'Forgery in the third degree is punishable by imprisonment for not more than five years.'
By 15 it is provided;
By the extradition act of Great Britain of 1870 (33 and 34 Vict. chap. 52), it is provided that: 'A fugitive criminal shall not be surrendered until the expiration of fifteen days from the date of his being committed to prison to await his surrender.' The accused is, on committal, to be informed of this, and 'that he has a right to apply for a writ of habeas corpus.' If he is not surrendered and conveyed out of the United Kingdom 'within two months after such committal, or, if a writ of habeas corpus is issued, after the decision of the court upon the return to the writ, it shall be lawful for any judge of one of Her Majesty's superior courts at Westminster,' on notice, to order him to be discharged, unless sufficient cause is shown to the contrary.
The first schedule contained a list of crimes, which includes: 'Fraud by a bailee, banker, agent, factor, trustee, or director, or member, or public officer of any company, made criminal by any act for the time being in force.' [190 U.S. 40, 49] By 5273 of the Revised Statutes, Title 66, extradition (U. S. Comp. Stat. 1901, p. 3596), it is provided that whenever any person committed under the title or any treaty 'to remain until delivered up in pursuance of a requisition,' is not so delivered up and conveyed out of the United States within two calendar months after such commitment, he may be discharged by any judge of the United States or of any state, on notice, unless sufficient cause is shown to the contrary.
Section 5270 (U. S. Comp. Stat. 1901, p. 3591), is as follows:
Messrs. Samuel Untermyer and Louis Marshall for appellant.
[190 U.S. 40, 52] Mr. Charles Fox for appellees.
[190 U.S. 40, 54] Solicitor General Hoyt and Mr. Milton D. Purdy for United States.
Mr. Chief Justice Fuller delivered the opinion of the court:
The writ of habeas corpus cannot perform the office of a writ of error, but the court issuing the writ may inquire into the jurisdiction of the committing magistrate in extradition proceedings (Ornelas v. Ruiz, 161 U.S. 502 , 40 L. ed. 787, 16 Sup. Ct. Rep. 689; Terlinden v. Ames, 184 U.S. 270 , 46 L. ed. 534, 22 Sup. Ct. Rep. 484); and it was on the ground of want of jurisdiction that the writ was applied for in this instance before the commissioner had entered upon the examination; as also on the ground that petitioner should have been admitted to bail.
The contention is that the complaint and warrant did not charge an extraditable offense within the meaning of the extradition treaties between the United States and the United Kingdom of Great Britain and Ireland, because the offense was not criminal at common law, or by acts of Congress, or by the preponderance of the statutes of the states.
Treaties must receive a fair interpretation, according to the intention of the contracting parties, and so as to carry out their manifest purpose. The ordinary technicalities of criminal proceedings are applicable to proceedings in extradition only to a limited extent. Grin v. Shine, 187 U.S. 181 , ante, p. 98, 23 Sup. Ct. Rep. 98; Tucker v. Alexandroff, 183 U.S. 424 , 46 L. ed. 264, 22 Sup. Ct. Rep. 195. [190 U.S. 40, 58] The general principle of international law is that in all cases of extradition the act done on account of which extradition is demanded must be considered a crime by both parties, and, as to the offense charged in this case, the treaty of 1889 embodies that principle in terms. The offense must be 'made criminal by the laws of both countries.'
We think it cannot be resonably open to question that the offense under the British statute is also a crime under the 3rd paragraph of 611 of the Penal Code of New York, brought forward from 603 of the Code of 1882. Fraud by a bailee, banker, agent, factor, trustee, or director, or member or officer of any compamy, is made the basis of surrender by the treaty. The British statute punishes the making, circulating, or publishing, with intent to deceive or defraud, of false statements or accounts of a body corporate or public company, known to be false, by a director, manager, or public officer thereof. The New York statute provides that if an officer or director of a corporation knowingly concurs in making or publishing any written report, exhibit, or statement of its affairs or pecuniary condition, containing any material statement which is false, he is guilty of a misdemeanor. The two statutes are substantially analogous. The making of such a false statement knowingly, under the New York act, carries with it the inference of fraudulent intent; but, even if this were not so, criminality under the British act would certainly be such under that of New York. Absolute identity is not required. The essential character of the transaction is the same, and made criminal by both statutes.
It may be remarked that the statutes of several other states agree with that of New York on this subject; and that 73 and 74 of the act of Congress to define and punish crimes in the district of Alaska, 30 Stat. at L. 1253, chap. 429, and 5209 of the Revised Statutes (U. S. Comp. Stat. 1901, p. 3497), in respect of the officers of national banks, are largely to the same effect as the English statute.
As the state of New York was the place where the accused was found and, in legal effect, the asylum to which he had fled, is the language of the treaty, 'made criminal by the laws [190 U.S. 40, 59] both countries,' to be interpreted as limiting its scope to acts of Congress, and eliminating the operation of the laws of the states? That view would largely defeat the object of our extradition treaties by ignoring the fact that, for nearly all crimes and misdemeanors, the laws of the states, and not the enactments of Congress, must be looked to for the definition of the offense. There are no common-law crimes of the United States; and, indeed, in most of the states the criminal law has been recast in statutes, the common law being resorted to in aid of definition. Benson v. McMahon, 127 U.S. 457 , 32 L. ed. 234, 8 Sup. Ct. Rep. 1240.
In July, 1844, Attorney General Nelson advised the Secretary of State, then Mr. Calhoun, that 'cases, as they occur, necessarily depend upon the laws of the several states in which the fugitive may be arrested or found;' and in December of that year, Mr. Calhoun wrote to the French minister: 'What evidence is necessary to authorize an arrest and commitment depends upon the laws of the state or place where the criminal may be found.' Moore, Extradition, 344; United States v. Warr, 3 N. Y. Legal Obs. 346, Fed. Cas. No. 16,644.
So, Mr. Secretary Fish, in November, 1873, in replying to certain specified questions of the minister of the Netherlands, among other things, said: 'That, in every treaty of extradition, the United States insists that it can be required to surrender a fugitive criminal only upon such evidence of criminality as, according to the laws of the place where he shall be found, would justify his apprehension and commitment for trial if the crime had there been committed;' and 'that the criminal code of the United States applies only to offenses defined by the general government, or committed within its exclusive jurisdiction, or upon the high seas, or some navigable water, and that each state establishes and regulates its own criminal procedure, as well with respect to the definition of crimes as to the mode of procedure against criminals, and the manner and extent of punishment.' Moore, Extradition, 337n.
In Muller's Case, 5 Phila. 289, 292, the definition of the offense in the state where the fugitive was found was applied by the district court for the eastern district of Pennsylvania, and Judge Cadwalader said: [190 U.S. 40, 60] 'In the series of treaties which have been mentioned, certain offenses, including forgery, are named with reference to their definitions in the system of general jurisprudence. But the treaties require the specific application of the definitions to be conformable, in particular cases, to the jurisprudence and legislation of the respective places where the parties may be arrested; and likewise require the application of local rules of decision as to the sufficiency of the evidence. The act in question-though generically forgery wherever criminal-might be specifically criminal in one place, but not in another. I thought that the question depended upon the law of Pennsylvania under the statute of 1860, and that the case on the part of the Saxon government had, therefore, been made out.
And this language is strikingly applicable to the supplemental treaty of 1889, framed, as it was, by Mr. Secretary Blaine, and that accomplished lawyer and publicist, then Sir Julian Pauncefote, who was thoroughly familiar with the dual system of this government. Where there was reason to doubt whether the generic term embraced a particular variety, specific language was used. As, for instance, as to the slave trade; though criminal, yet, apparently because there had been peculiar local aspects, the crime was required to be 'against the laws of both countries;' and so as to fraud and breach of trust, which had been brought within the grasp of criminal law in comparatively recent times. But it is enough if the particular variety was [190 U.S. 40, 61] criminal in both jurisdictions, and the laws of both countries included the laws of their component parts.
In Grin v. Shine we applied the definition of embezzlement given by the laws of California; but there the petitioner himself appealed to that definition, and the case, though in many respects of value here, did not rule the precise point before us.
But we rule it now, and concur with Judge Lacombe, that when, by the law of Great Britain, and by the law of the state in which the fugitive is found, the fraudulent acts charged to have been committed are made criminal, the case comes fairly within the treaty, which otherwise would manifestly be inadequate to accomplish its purposes. And we cannot doubt that, if the United States were seeking to have a person indicted for this same offense under the laws of New York extradited from Great Britain, the tribunals of Great Britain would not decline to find the offense charged to be within the treaty because the law violated was a statute of one of the states, and not an act of Congress.
It is true that in the case of Windsor (1865), 6 Best & S. 522, a contrary view was expressed; but it should be observed that the charge was forgery, and it was held that the facts did not constitute forgery in England, and that the statute of New York defining the offense of forgery, in the third degree could not properly be regarded as extending the force of the treaty to offenses not embraced within the definition of forgery at the time when the treaty was executed. So far as the conclusion is expressed by the eminent judges who united in that decision, that the treaty did not comprise offenses made such only by the legislation of particular states of the United States, it does not receive our assent.
The result is that we hold that the commissioner had jurisdiction, and that brings us to consider whether the commissioner or the circuit court erred in denying the application to be let to bail.
By 1015 of the Revised Statutes (U. S. Comp. Stat. 1901, p. 718), it is provided: 'Bail shall be admitted upon all arrests in criminal cases where the offense is not punishable by death; and in such cases it may be taken by any of the persons authorized by the preceding sec- [190 U.S. 40, 62] tion to arrest and imprison offenders.' But this must be read with 1014, the preceding section, and that is confined to crimes or offenses against the United States. Rice v. Ames, 180 U.S. 377 , 45 L. ed. 582, 21 Sup. Ct. Rep. 406. These sections were originally contained in one section. Judiciary Act of 1789, 1 Stat. at L. 91, Chap. 20, 33.
Not only is there no statute providing for admission to bail in cases of foreign extradition, but 5270 of the Revised Statutes (U. S. Comp. Stat. 1901, p. 3591), is inconsistent with its allowance after committal, for it is there provided that, if he finds the evidence sufficient, the commissioner or judge 'shall issue his warrant for the commitment of the person so charged to the proper jail, there to remain until such surrender shall be made.'
And 5273 (U. S. Comp. Stat. 1901, p. 3596), provides that, when a person is committed 'to remain until delivered up in pursuance of a requisition,' and is not delivered up within two months, he may be discharged, if sufficient cause to the contrary is not shown.
The demanding government, when it has done all that the treaty and the law require it to do, is entitled to the delivery of the accused on the issue of the proper warrant, and the other government is under obligation to make the surrender; an obligation which it might be impossible to fulfil if release on bail were permitted. The enforcement of the bond, if forfeited, would hardly meet the international demand; and the regaining of the custody of the accused obviously would be surrounded with serious embarrassment. And the same reasons which induced the language used in the statute would seem generally applicable to release pending examination.
The subject was considered by the district court of Colorado in the case of Carrier, 57 Fed. 578, and Hallett, J., held that the matter of admitting to bail was not a question of practice; that it was dependent on statute; that although the statute of the United States in respect of procedure in extradition did not forbid bail in such cases, that was not enough, as the authority must be expressed; and that as there was no provision for bail in the act, bail could not be allowed.
And Judge Lacombe in the present case stated that applications to admit to bail in such cases had, on several occasions, [190 U.S. 40, 63] been made to the circuit court, and that they had been uniformly denied.
In Queen v. Spilsbury [190 U.S. 40, 1898] , 2 Q. B. 615, it was held that the Queen's Bench had, 'independently of statute, by the common law, jurisdiction to admit to bail,' but that was a case arising under the Fugitive Offenders Act [44 and 45 Vict. chap. 69], and the distinction existing ordinarily between rendition between different parts of Her Majesty's dominions, and cases arising under the Extradition Acts, was pointed out. The court, while ruling that the power to admit to bail existed, held that, as matter of judicial discretion, it ought not to be exercised in that case.
We are unwilling to hold that the circuit courts possess no power in respect of admitting to bail other than as specifically vested by statute, or that, while bail should not ordinarily be granted in cases of foreign extradition, those courts may not in any case, and whatever the special circumstances, extend that relief. Nor are we called upon to do so, as we are clearly of opinion, on this record, that no error was committed in refusing to admit to bail, and that, although the refusal was put on the ground of want of power, the final order ought not to be disturbed.
The affirmance of the final order leaves it open to the demanding government to withdraw the proceeding first initiated, and proceed on the subsequent application, the pendency of which, as called to our attention, we do not think required us to dismiss this appeal.