Description Date Docket #
Lucia v SEC
United States Supreme Court
Securities Law, Constitutional Law, Administrative Law
Reversed and Remanded. The Securities and Exchange Commission assigned plaintiffs matter to an Administrative Law Judge for enforcement. Plaintiff...
06/21/2018 17-130
Choi v. Tower Research Capital, LLC
United States Second Circuit
International Law, Civil Procedure, Securities Law
Vacating and remanding the dismissal of a suit brought by Korean citizens transacting on the Korean Exchange's night market who alleged that a New...
05/09/2018 17-648
Harry v. Total Gas & Power North America, Inc.
United States Second Circuit
Injury & Tort Law, Securities Law, Civil Procedure
Affirming the district court's decision that plaintiffs failed to plausibly allege injury in their suit against the defendant's manipulation of...
05/04/2018 17-1199-cv
US v. Litvak
United States Second Circuit
Securities Law, Sentencing, Evidence, Criminal Law & Procedure
Vacating the judgment of conviction of a man for securities fraud relating to alleged misstatements involving residential mortgage backed securities...
05/03/2018 17-1464-cr
Varjabedian v. Emulex Corporation
United States Ninth Circuit
Class Actions, Civil Procedure, Banking Law, M&A, Securities Law
Affirming a district court conclusion in a putative securities class action relating to a corporate merger that the Securities Exchange Act does not...
04/20/2018 16-55088
P. v. Investco Management and Development LLC
California Court of Appeal
Attorney's Fees, Securities Law, Civil Procedure
Affirming the trial court's decision that respondents were successful parties in a suit related to an already settled securities fraud action because...
04/18/2018 A143307
O'Donnell v. AXA Equitable Life Insurance Company
United States Second Circuit
Civil Procedure, Securities Law, Class Actions
Reversing a district court judgment granting the dismissal of the putative class action claim brought by a variable annuity policy holder alleging...
04/10/2018 17-1085-cv
Kader v. Sarepta Therapeutics, Inc.
United States First Circuit
Drugs & Biotech, Class Actions, Securities Law, Civil Procedure
Affirming the district court dismissal of a case in which a class of purchasers of securities issued by a drug company that the investors said...
04/04/2018 17-1139P.01A
Cyan, Inc. v. Beaver County Employees Retirement Fund
United States Supreme Court
Class Actions, Securities Law, Civil Procedure
Affirming lower court decisions that the Securities Litigation Uniform Standards Act (SLUSA) did not strip state courts of jurisdiction over class...
03/20/2018 15-1439
Webb v. SolarCity Corporation
United States Ninth Circuit
Securities Law, Civil Procedure, Class Actions
Affirming the district court dismissal of a securities fraud action brought on behalf of a class of plaintiffs who bought SolarCity shares because, in...
03/08/2018 16-16440

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