all - Opinion Summaries

Glazer Capital Mgmt., LP v. Magistri

Class Actions, Corporation & Enterprise Law, M&A, Securities Law
Dismissal of a class action complaint alleging false statements contained in a merger agreement with a third party company is affirmed where the...

Vondjidis v. Hewlett Packard Corp.

Civil Procedure, Labor & Employment Law, Securities Law
In an action against defendant-former employer alleging 10 causes of action including breach of contract, breach of fiduciary duty, conversion, and...

Seghers v. Securities and Exchange Comm'n

Administrative Law, Sanctions, Securities Law
Petition for review of an SEC order barring petitioner from association with investment advisers based on his violation of section 17(a) of the...

State Bar of California v. Statile

Ethics & Disciplinary Code, Ethics & Professional Responsibility, Judgement Enforcement, Remedies, Securities Law
Following settlement of lawsuits against defendant-attorney for misappropriation of trust funds, judgment limiting plaintiff-state bar's recovery to...

Bregin v. Liquidebt Sys., Inc

Corporation & Enterprise Law, Debt Collection, Injury & Tort Law, Labor & Employment Law, Securities Law
In a suit alleging retaliatory discharge and tortious interference with employment, summary judgment for defendants is affirmed where: 1) plaintiff...

Frank v. Dana Corp.

Civil Procedure, Class Actions, Securities Law
In a class-action securities claim alleging that corporate officers from defendant-company were responsible for intentional or reckless misstatements...

Staeher v. The Hartford Fin. Svcs. Group, Inc.

Civil Procedure, Corporation & Enterprise Law, Securities Law
In an action brought by investors against defendant-financial group alleging that plaintiff-investors acquired defendant's stock at prices that were...

In Re NEXT Fin. Group, Inc.

Dispute Resolution & Arbitration, Labor & Employment Law, Securities Law
In a suit claiming that plaintiff was wrongfully discharged for refusing to conceal allegedly fraudulent securities transactions, petition for...

OCM Principal Opportunities Fund v. CIBC World Markets Corp.

Civil Procedure, Injury & Tort Law, Judgement Enforcement, Remedies, Securities Law
In action alleging that defendant engaged in fraud, misrepresentation, and violations of federal and state securities law, denial of motion by...

In Re: Series 7 Broker Qualification Exam Scoring Litig.

Administrative Law, Class Actions, Contracts, Education Law, Injury & Tort Law, Securities Law
In a class action asserting breach of contract, negligence, and negligent misrepresentation by the administrator of the broker qualification exam...