all - Opinion Summaries
Page 7 of 174
Showing Result 61 - 70 of 1736
| Description | Date | Docket # |
|---|---|---|
Northstar Financial Advisors, Inc. v. Schwab InvestmentsUnited States Ninth Circuit
Securities LawAffirmed the dismissal of an investment adviser's proposed class action alleging that an investment firm operated a bond market fund in a manner that... |
09/14/2018 | 16-15303 |
Taksir v. Vanguard GroupUnited States Third Circuit
Securities LawHeld that two investors could proceed with their proposed class action lawsuit alleging that an investment services company breached a contract with... |
09/04/2018 | 17-3585 |
Lemelson v. Bloomberg L.P.United States First Circuit
Injury & Tort Law, Securities Law, Media LawAffirmed the dismissal of a defamation suit brought by a hedge fund manager who claimed Bloomberg News falsely reported that he was being investigated... |
08/30/2018 | 17-1620 |
Olagues v. Perceptive Advisors LLCUnited States Second Circuit
Securities LawAffirmed the dismissal of a lawsuit alleging unlawful insider-trading in option contracts. This case involved a dispute over how Section 16(b) of the... |
08/27/2018 | 17-2703-cv |
Arctic Glacier International, Inc. v. Arctic Glacier Income FundUnited States Third Circuit
Securities Law, Bankruptcy LawAffirmed the dismissal of a lawsuit brought by investors of a bankrupt company who claimed they were entitled to dividend payments. The investors, who... |
08/20/2018 | 17-2522 |
Newman v. Lehman Brothers Holdings Inc.United States First Circuit
Securities Law, Labor & Employment LawAffirmed the dismissal of an employee's claim brought under the whistleblower protection provisions of the Sarbanes-Oxley Act of 2002. An employee of... |
08/20/2018 | 15-2239 |
Khoja v. Orexigen Therapeutics, Inc.United States Ninth Circuit
Drugs & Biotech, Securities Law, Civil ProcedureReversed in part the dismissal of a securities fraud class action alleging that a biotechnology firm misrepresented to investors the status of a... |
08/13/2018 | 16-56069 |
Peaje Investments LLC v. Financial Oversight and Management Board for Puerto RicoUnited States First Circuit
Transportation, Securities Law, Tax LawHeld that a Puerto Rico Highways and Transportation Authority bondholder did not hold a statutory lien on certain toll revenues. The bondholder... |
08/08/2018 | 17-2165 |
Financial Oversight and Management Board for Puerto Rico v. Ad Hoc Group of PREPA BondholdersUnited States First Circuit
Public Utilities, Securities Law, Bankruptcy LawVacated an order denying a request by Puerto Rico Electric Power Authority (PREPA) bondholders for relief from an automatic stay. The bondholders... |
08/08/2018 | 17-2079 |
Reading Health System v. Bear Stearns and Co. n/k/a J.P. Morgan Securities LLCUnited States Third Circuit
Securities Law, Dispute Resolution & ArbitrationAffirmed that a broker-dealer was required to arbitrate a customer's claim. The broker-dealer had placed a contractual clause in its agreement with an... |
08/07/2018 | 16-4234 |
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